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BHP BILLITON LTD
BHP BILLITON LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 348 Institutional holders with a total value of $1,878,408,593.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 75,218 2,606,000 0.14%
102 MACQUARIE GROUP LTD 74,564 2,584,000 0.14%
103 SCOTIA CAPITAL INC. 74,266 2,573,000 0.14%
104 Parallax Volatility Advisers, L.P. 72,200 2,501,000 0.13% Put
105 GUGGENHEIM CAPITAL LLC 66,453 2,302,000 0.12%
106 Spot Trading L.L.C 65,500 2,270,000 0.12% Put
107 Walleye Trading LLC 65,400 2,265,000 0.12% Call
108 Geneva Advisors, LLC 64,067 2,220,000 0.12%
109 INGALLS & SNYDER LLC 63,720 2,208,000 0.12%
110 PEAK6 Group LLC 59,700 2,069,000 0.11% Call
111 J.P. Morgan Private Wealth Advisors LLC 58,249 2,018,000 0.11%
112 REGIONS FINANCIAL CORP 57,617 1,997,000 0.11%
113 STIFEL FINANCIAL CORP 55,579 1,911,000 0.10%
114 CONNABLE OFFICE INC 49,500 1,715,000 0.09%
115 Quantbot Technologies LP 48,599 1,683,000 0.09%
116 Bank of New York Mellon Corp 47,997 1,662,000 0.09%
117 PNC FINANCIAL SERVICES GROUP, INC. 47,810 1,656,000 0.09%
118 Trexquant Investment LP 47,129 1,633,000 0.09%
119 Parametric Risk Advisors LLC 45,217 1,567,000 0.08%
120 PEAK6 Group LLC 44,655 1,547,000 0.08%
121 HighTower Advisors, LLC 44,449 1,538,000 0.08%
122 Parallax Volatility Advisers, L.P. 43,500 1,506,000 0.08% Call
123 LPL Financial LLC 42,910 1,487,000 0.08%
124 KEYBANK NATIONAL ASSOCIATION/OH 41,786 1,448,000 0.08%
125 WOLVERINE TRADING LP /BD 41,760 1,437,000 0.08%
126 WRIGHT INVESTORS SERVICE INC 40,590 1,406,000 0.07%
127 BNP PARIBAS FINANCIAL MARKETS 39,544 1,370,200 0.07%
128 VERTEX ONE ASSET MANAGEMENT INC. 39,450 1,367,000 0.07%
129 KORNITZER CAPITAL MANAGEMENT INC /KS 37,740 1,308,000 0.07%
130 PITTENGER & ANDERSON INC 37,200 1,289,000 0.07%
131 Point View Wealth Management, Inc. 36,865 1,277,000 0.07%
132 PEAK6 Group LLC 36,400 1,261,000 0.07% Put
133 FIRST TRUST ADVISORS LP 36,312 1,258,000 0.07%
134 Stonebridge Capital Advisors LLC 36,021 1,248,000 0.07%
135 MARCO INVESTMENT MANAGEMENT LLC 35,733 1,238,000 0.07%
136 TWO SIGMA ADVISERS, LP 35,600 1,234,000 0.07%
137 Raymond James Financial Services Advisors, Inc. 35,126 1,217,000 0.06%
138 CASTLEARK MANAGEMENT LLC 34,600 1,199,000 0.06%
139 ENVESTNET ASSET MANAGEMENT INC 34,086 1,181,000 0.06%
140 PROFUND ADVISORS LLC 33,904 1,175,000 0.06%
141 BAIRD FINANCIAL GROUP, INC. 33,866 1,173,000 0.06%
142 Narwhal Capital Management 32,540 1,128,000 0.06%
143 WATERS PARKERSON & CO., LLC 32,229 1,117,000 0.06%
144 Commonwealth Equity Services, Inc 32,146 1,114,000 0.06%
145 RIVERHEAD CAPITAL MANAGEMENT LLC 29,300 1,015,000 0.05%
146 CUTLER GROUP LLC / CA 28,484 986,000 0.05%
147 INTEGRAL DERIVATIVES, LLC 28,100 974,000 0.05% Put
148 Twin Tree Management, LP 27,945 968,000 0.05%
149 Timber Hill LLC 27,781 963,000 0.05%
150 Community Bank, N.A. 27,520 954,000 0.05%
Page 3 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.