| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 664,530 | 8,801,000 | 26.12% | ||
| 2 | Relative Value Partners, LLC | 637,251 | 8,440,000 | 25.05% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 337,750 | 4,473,000 | 13.27% | ||
| 4 | BESSEMER GROUP INC | 250,000 | 3,310,000 | 9.82% | ||
| 5 | WELLS FARGO & COMPANY/MN | 210,064 | 2,782,000 | 8.26% | ||
| 6 | UBS Group AG | 140,734 | 1,864,000 | 5.53% | ||
| 7 | DEUTSCHE BANK AG\ | 93,200 | 1,234,000 | 3.66% | ||
| 8 | Robert W. Baird & Co. Inc | 76,210 | 1,009,000 | 2.99% | ||
| 9 | CREDIT SUISSE AG/ | 46,400 | 615,000 | 1.82% | ||
| 10 | ROYAL BANK OF CANADA | 31,751 | 421,000 | 1.25% | ||
| 11 | Independence Trust CO | 30,805 | 408,000 | 1.21% | ||
| 12 | FIRST TRUST ADVISORS LP | 10,064 | 133,000 | 0.39% | ||
| 13 | Stanford Investment Group, Inc. | 8,680 | 115,000 | 0.34% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 5,000 | 66,219 | 0.20% | ||
| 15 | Creative Planning | 1,500 | 20,000 | 0.06% | ||
| 16 | CITIGROUP INC | 611 | 8,000 | 0.02% | ||
| 17 | Tower Research Capital LLC (TRC) | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
