| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 1 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 42 | 1,000 | 0.00% | ||
| 3 | NEXT Financial Group, Inc | 1,000 | 13,000 | 0.06% | ||
| 4 | PROFICIO CAPITAL PARTNERS LLC | 3,800 | 50,000 | 0.25% | ||
| 5 | IFP ADVISORS, INC | 4,443 | 58,000 | 0.29% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 4,882 | 64,000 | 0.32% | ||
| 7 | Stanford Investment Group, Inc. | 8,680 | 114,000 | 0.56% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 10,482 | 137,000 | 0.68% | ||
| 9 | FIRST TRUST ADVISORS LP | 12,479 | 163,000 | 0.81% | ||
| 10 | ROYAL BANK OF CANADA | 12,828 | 168,000 | 0.83% | ||
| 11 | FINANCIAL ENHANCEMENT GROUP LLC | 14,857 | 194,000 | 0.96% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 23,638 | 309,000 | 1.53% | ||
| 13 | Commonwealth Equity Services, Inc | 32,269 | 422,000 | 2.09% | ||
| 14 | DEUTSCHE BANK AG\ | 75,900 | 992,000 | 4.91% | ||
| 15 | SMITH HAYES Advisers, Inc | 105,700 | 1,382,000 | 6.83% | ||
| 16 | RELATIVE VALUE PARTNERS GROUP, LLC | 116,434 | 1,516,000 | 7.50% | ||
| 17 | MORGAN STANLEY | 126,379 | 1,653,000 | 8.17% | ||
| 18 | WELLS FARGO & COMPANY/MN | 190,856 | 2,496,000 | 12.34% | ||
| 19 | UBS Group AG | 225,479 | 2,949,000 | 14.58% | ||
| 20 | BESSEMER GROUP INC | 235,000 | 3,073,000 | 15.19% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 341,791 | 4,470,000 | 22.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
