| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 1,000 | 13,000 | 0.07% | ||
| 2 | PROFICIO CAPITAL PARTNERS LLC | 3,800 | 51,000 | 0.29% | ||
| 3 | IFP ADVISORS, INC | 4,443 | 58,000 | 0.33% | ||
| 4 | CITIGROUP INC | 4,745 | 62,000 | 0.35% | ||
| 5 | ADVISOR GROUP, INC. | 4,882 | 63,000 | 0.35% | ||
| 6 | Stanford Investment Group, Inc. | 8,680 | 114,000 | 0.64% | ||
| 7 | FIRST TRUST ADVISORS LP | 12,824 | 168,000 | 0.94% | ||
| 8 | ROYAL BANK OF CANADA | 13,546 | 178,000 | 1.00% | ||
| 9 | FINANCIAL ENHANCEMENT GROUP LLC | 16,670 | 218,000 | 1.22% | ||
| 10 | RELATIVE VALUE PARTNERS GROUP, LLC | 26,632 | 347,000 | 1.95% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 29,772 | 390,000 | 2.19% | ||
| 12 | LPL Financial LLC | 30,876 | 408,000 | 2.29% | ||
| 13 | Commonwealth Equity Services, Inc | 44,418 | 581,000 | 3.26% | ||
| 14 | DEUTSCHE BANK AG\ | 75,900 | 993,000 | 5.57% | ||
| 15 | MORGAN STANLEY | 120,634 | 1,580,000 | 8.86% | ||
| 16 | UBS Group AG | 171,089 | 2,240,000 | 12.56% | ||
| 17 | WELLS FARGO & COMPANY/MN | 205,713 | 2,692,000 | 15.10% | ||
| 18 | BESSEMER GROUP INC | 231,570 | 3,031,000 | 17.00% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 354,591 | 4,642,000 | 26.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
