| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 132,381 | 1,736,000 | 33.06% | ||
| 2 | FIRST TRUST ADVISORS LP | 45,290 | 594,000 | 11.31% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 42,653 | 559,000 | 10.65% | ||
| 4 | UBS AG | 33,655 | 441,000 | 8.40% | ||
| 5 | DOLIVER ADVISORS, LP | 31,684 | 415,000 | 7.90% | ||
| 6 | WELLS FARGO & COMPANY/MN | 25,736 | 337,000 | 6.42% | ||
| 7 | Shaker Financial Services, LLC | 19,764 | 259,000 | 4.93% | ||
| 8 | MORGAN STANLEY | 19,079 | 250,000 | 4.76% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 18,194 | 238,000 | 4.53% | ||
| 10 | LPL Financial LLC | 13,019 | 169,000 | 3.22% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 7,250 | 95,048 | 1.81% | ||
| 12 | AMERIPRISE FINANCIAL INC | 7,195 | 94,000 | 1.79% | ||
| 13 | CITIGROUP INC | 2,286 | 30,000 | 0.57% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,165 | 28,000 | 0.53% | ||
| 15 | Ground Swell Capital, LLC | 200 | 3,000 | 0.06% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 150 | 2,000 | 0.04% | ||
| 17 | Tower Research Capital LLC (TRC) | 64 | 1,000 | 0.02% | ||
| 18 | MSI Financial Services Inc | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
