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BLACKROCK FLOATING RATE INCO
BLACKROCK FLOATING RATE INCO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 46 Institutional holders with a total value of $56,762,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 9 0 0.00%
2 FIRST MANHATTAN CO. LLC. 6 0 0.00%
3 Carroll Financial Associates, Inc. 13 0 0.00%
4 MUFG Americas Holdings Corp 45 1,000 0.00%
5 Creative Planning 500 7,000 0.01%
6 AMERICAN INTERNATIONAL GROUP, INC. 1,000 14,240 0.03%
7 Avior Wealth Management, LLC 1,500 21,000 0.04%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 28,000 0.05%
9 MSI Financial Services Inc 2,701 38,000 0.07%
10 Tower Research Capital LLC (TRC) 2,800 40,000 0.07%
11 BARCLAYS PLC 3,900 54,000 0.10%
12 FIRST NEW YORK SECURITIES LLC /NY 4,068 58,000 0.10%
13 PNC FINANCIAL SERVICES GROUP, INC. 5,000 72,000 0.13%
14 Argentus Capital Management, LLC 10,622 151,000 0.27%
15 WEDBUSH SECURITIES INC 11,500 164,000 0.29%
16 FIRST FOUNDATION ADVISORS 12,908 184,000 0.32%
17 Janney Montgomery Scott LLC 16,957 241,468 0.43%
18 Investors Capital Advisory Services 17,746 252,000 0.44%
19 ROCKLAND TRUST CO 19,078 272,000 0.48%
20 RIVERNORTH CAPITAL MANAGEMENT, LLC 23,260 331,000 0.58%
21 PARAMETRIC PORTFOLIO ASSOCIATES LLC 23,544 335,000 0.59%
22 WFG Advisors, LP 25,108 358,000 0.63%
23 NWAM LLC 26,344 375,000 0.66%
24 Commonwealth Equity Services, Inc 28,369 404,000 0.71%
25 INVESTMENT CENTERS OF AMERICA INC 40,868 581,000 1.02%
26 Cambridge Investment Research Advisors, Inc. 46,666 665,000 1.17%
27 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 47,700 679,000 1.20%
28 Capital Investment Advisors, LLC 49,304 702,089 1.24%
29 ROYAL BANK OF CANADA 51,601 735,000 1.29%
30 NEW ENGLAND SECURITIES CORP /MA/ 55,585 792,000 1.40%
31 Absolute Return Capital, LLC 56,873 810,000 1.43%
32 WELLS FARGO & COMPANY/MN 58,107 828,000 1.46%
33 PINNACLE ASSOCIATES LTD 64,838 923,000 1.63%
34 LPL Financial LLC 67,620 963,000 1.70%
35 BANK OF AMERICA CORP /DE/ 74,759 1,065,000 1.88%
36 MARINER INVESTMENT GROUP LLC 77,543 1,104,000 1.94%
37 CREDIT SUISSE AG/ 78,015 1,111,000 1.96%
38 INVESTMENT HOUSE LLC 81,670 1,162,000 2.05%
39 CONNING INC. 81,772 1,164,000 2.05%
40 Trust Asset Management LLC 156,094 2,223,000 3.92%
41 Horizon Kinetics LLC 243,746 3,471,000 6.11%
42 MORGAN STANLEY 258,941 3,687,000 6.50%
43 UBS AG 279,782 3,984,000 7.02%
44 Invesco Ltd. 292,512 4,165,000 7.34%
45 GUGGENHEIM CAPITAL LLC 520,209 7,408,000 13.05%
46 BAILLIE GIFFORD & CO 1,063,209 15,140,000 26.67%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.