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BLACKROCK FLOATING RATE INCO
BLACKROCK FLOATING RATE INCO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 57 Institutional holders with a total value of $76,204,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BAILLIE GIFFORD & CO 1,150,000 14,754,000 19.36%
2 GUGGENHEIM CAPITAL LLC 569,463 7,306,000 9.59%
3 WELLS FARGO & COMPANY/MN 483,403 6,202,000 8.14%
4 MORGAN STANLEY 445,547 5,717,000 7.50%
5 Invesco Ltd. 428,026 5,492,000 7.21%
6 Advisors Asset Management, Inc. 310,074 3,978,000 5.22%
7 Zuckerman Investment Group, LLC 294,208 3,775,000 4.95%
8 Yorktown Management & Research Co Inc 287,000 3,682,000 4.83%
9 UBS Group AG 198,421 2,546,000 3.34%
10 KOVITZ INVESTMENT GROUP PARTNERS, LLC 171,187 2,196,000 2.88%
11 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 164,082 2,105,000 2.76% PRN
12 BANK OF AMERICA CORP /DE/ 129,633 1,663,000 2.18%
13 LPL Financial LLC 122,953 1,552,000 2.04%
14 Horizon Kinetics LLC 97,799 1,255,000 1.65%
15 CONNING INC. 91,484 1,174,000 1.54%
16 WFG Advisors, LP 80,978 1,039,000 1.36%
17 RELATIVE VALUE PARTNERS GROUP, LLC 81,112 1,014,000 1.33%
18 MSI Financial Services Inc 72,673 932,000 1.22%
19 HUNTINGTON NATIONAL BANK 65,802 886,000 1.16% PRN
20 PINNACLE ASSOCIATES LTD 65,594 842,000 1.10%
21 Trust Asset Management LLC 63,933 820,000 1.08%
22 COHEN & STEERS, INC. 52,874 678,000 0.89%
23 CREDIT SUISSE AG/ 48,601 624,000 0.82%
24 Raymond James Financial Services Advisors, Inc. 43,316 556,000 0.73%
25 MARINER INVESTMENT GROUP LLC 36,150 464,000 0.61%
26 NWAM LLC 33,646 432,000 0.57%
27 Cambridge Investment Research Advisors, Inc. 33,158 425,000 0.56%
28 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 29,574 379,000 0.50%
29 AQR ARBITRAGE LLC 26,619 342,000 0.45%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,008 333,000 0.44%
31 RAYMOND JAMES TRUST N.A. 23,000 295,000 0.39%
32 Commonwealth Equity Services, Inc 20,859 268,000 0.35%
33 Jaffetilchin Investment Partners, LLC 18,198 233,000 0.31%
34 Investors Capital Advisory Services 17,526 224,000 0.29%
35 ROCKLAND TRUST CO 16,147 207,000 0.27%
36 Sigma Planning Corp 15,620 200,000 0.26%
37 Accuvest Global Advisors 14,700 189,000 0.25%
38 CORNERSTONE ADVISORY, LLC 14,566 187,000 0.25%
39 FIRST FOUNDATION ADVISORS 12,908 166,000 0.22%
40 HIGHLAND PRIVATE WEALTH MANAGEMENT 12,842 164,000 0.22%
41 RAYMOND JAMES & ASSOCIATES 12,678 163,000 0.21%
42 Alpha Cubed Investments, LLC 12,349 158,000 0.21%
43 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 11,789 151,000 0.20%
44 GENEOS WEALTH MANAGEMENT INC. 8,574 108,000 0.14%
45 ROYAL BANK OF CANADA 7,102 91,000 0.12%
46 PNC FINANCIAL SERVICES GROUP, INC. 6,489 83,000 0.11%
47 AMERICAN INTERNATIONAL GROUP, INC. 3,825 49,000 0.06%
48 Creative Planning 3,228 41,000 0.05%
49 Avior Wealth Management, LLC 1,500 19,000 0.02%
50 IFP ADVISORS, INC 850 11,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.