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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 132 Institutional holders with a total value of $195,267,777.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 STEVENS CAPITAL MANAGEMENT LP 12,706 117,000 0.06%
102 ENVESTNET ASSET MANAGEMENT INC 12,524 115,000 0.06%
103 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,408 114,000 0.06%
104 MONROE BANK & TRUST/MI 12,000 110,000 0.06%
105 SG Americas Securities, LLC 11,821 108,000 0.06%
106 FRANKLIN RESOURCES INC 11,000 101,000 0.05%
107 Quantbot Technologies LP 10,600 97,000 0.05%
108 US BANCORP \DE\ 9,644 89,000 0.05%
109 BESSEMER GROUP INC 8,630 79,000 0.04%
110 AMERIPRISE FINANCIAL INC 7,415 68,000 0.03%
111 Creative Planning 4,137 38,000 0.02%
112 PATHSTONE FAMILY OFFICE, LLC 4,086 37,000 0.02%
113 CANADA LIFE ASSURANCE Co 3,653 33,000 0.02%
114 DIMENSIONAL FUND ADVISORS LP 3,343 31,000 0.02%
115 BARCLAYS PLC 3,036 27,000 0.01%
116 TEACHER RETIREMENT SYSTEM OF TEXAS 2,735 25,000 0.01%
117 B. Riley Wealth Management, Inc. 2,600 24,000 0.01%
118 BlackRock Finance, Inc. 2,305 21,000 0.01%
119 Cowen Prime Services LLC 2,068 19,000 0.01%
120 Winslow, Evans & Crocker, Inc. 1,695 15,543 0.01%
121 SYNOVUS FINANCIAL CORP 1,525 14,000 0.01%
122 Trutina Financial LLC 1,537 14,000 0.01%
123 NEW ENGLAND SECURITIES CORP /MA/ 1,300 12,000 0.01%
124 Barrett Asset Management, LLC 1,000 9,000 0.00%
125 UBS AG 1,000 9,000 0.00% Put
126 Spot Trading L.L.C 1,000 9,000 0.00% Put
127 SOUTH GEORGIA CAPITAL, LLC 619 6,000 0.00%
128 M&T BANK CORP 621 6,000 0.00%
129 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 520 5,000 0.00%
130 D.A. DAVIDSON & CO. 515 4,000 0.00%
131 HOWE & RUSLING INC 100 1,000 0.00%
132 MSI Financial Services Inc 62 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.