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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 111 Institutional holders with a total value of $144,072,429.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 HighTower Advisors, LLC 67,623 555,000 0.39%
52 STATE STREET CORP 67,260 551,000 0.38%
53 Commonwealth Equity Services, Inc 63,043 517,000 0.36%
54 Sigma Planning Corp 62,306 511,000 0.35%
55 Robert W. Baird & Co. Inc 61,868 507,000 0.35%
56 CIBC WORLD MARKET INC. 61,200 502,000 0.35%
57 EnTrustPermal Management LLC 59,900 492,000 0.34%
58 DIALECTIC CAPITAL MANAGEMENT, LP 50,000 410,000 0.28%
59 Cambridge Investment Research Advisors, Inc. 47,824 392,000 0.27%
60 Partners Group Holding AG 42,700 350,000 0.24%
61 Virtu KCG Holdings LLC 39,048 320,000 0.22%
62 SHUFRO ROSE & CO LLC 35,100 287,000 0.20%
63 BRIDGEWAY CAPITAL MANAGEMENT, LLC 35,000 287,000 0.20%
64 OPPENHEIMER & CO INC 33,400 274,000 0.19%
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,600 259,000 0.18% Call
66 Airain ltd 30,245 248,000 0.17%
67 D. E. Shaw & Co., Inc. 27,212 223,000 0.15%
68 Rotella Capital Management, Inc. 26,980 221,000 0.15%
69 HBK INVESTMENTS L P 25,900 212,000 0.15%
70 LADENBURG THALMANN FINANCIAL SERVICES INC. 25,756 211,000 0.15%
71 STEELHEAD PARTNERS LLC 25,300 207,000 0.14%
72 RAYMOND JAMES & ASSOCIATES 25,157 206,000 0.14%
73 Dynamic Technology Lab Private Ltd 24,983 205,000 0.14%
74 Bank of New York Mellon Corp 23,031 188,000 0.13%
75 First Heartland Consultants, Inc. 19,520 160,000 0.11%
76 SII INVESTMENTS INC/WI 18,754 154,000 0.11%
77 Aperio Group, LLC 17,904 147,000 0.10%
78 NATIONAL PLANNING CORP 17,525 143,705 0.10%
79 DEUTSCHE BANK AG\ 17,289 141,000 0.10%
80 NORTHERN TRUST CORP 16,961 139,000 0.10%
81 SG Americas Securities, LLC 16,680 137,000 0.10%
82 ROYAL BANK OF CANADA 16,107 132,000 0.09%
83 BUCKHEAD CAPITAL MANAGEMENT LLC 13,100 107,000 0.07%
84 LPL Financial LLC 13,015 107,000 0.07%
85 Investors Capital Advisory Services 12,304 100,000 0.07%
86 Private Advisor Group, LLC 11,958 98,000 0.07%
87 PORTLAND INVESTMENT COUNSEL INC. 10,730 88,000 0.06% SH
88 Creative Planning 10,762 88,000 0.06%
89 Cetera Advisor Networks LLC 10,735 88,000 0.06%
90 QS Investors, LLC 10,700 88,000 0.06%
91 HUNTINGTON NATIONAL BANK 7,800 64,000 0.04%
92 CITIGROUP INC 7,064 58,000 0.04%
93 US BANCORP \DE\ 7,015 58,000 0.04%
94 WFG Advisors, LP 6,808 56,000 0.04%
95 Tower Research Capital LLC (TRC) 6,362 53,000 0.04%
96 REGENTATLANTIC CAPITAL LLC 6,270 51,414 0.04%
97 PineBridge Investments, L.P. 5,794 48,000 0.03%
98 B. Riley Wealth Advisors, Inc. 3,496 29,000 0.02%
99 BARCLAYS PLC 2,601 20,000 0.01%
100 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,254 18,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.