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BLACKROCK CAP INVT CORP
BLACKROCK CAP INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 123 Institutional holders with a total value of $132,314,060.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 400 0 0.00% Put
2 MassMutual Private Wealth & Trust, FSB 102 794 0.00%
3 WEALTHPLAN PARTNERS, LLC 400 1,558 0.00%
4 Carroll Financial Associates, Inc. 400 3,000 0.00%
5 WHITTIER TRUST CO 400 3,000 0.00%
6 THOMPSON DAVIS & CO., INC. 500 4,000 0.00%
7 NEXT Financial Group, Inc 617 4,000 0.00%
8 ACROSPIRE INVESTMENT MANAGEMENT LLC 491 4,000 0.00%
9 SIMPLEX TRADING, LLC 714 5,000 0.00%
10 PENSERRA CAPITAL MANAGEMENT LLC 766 6,000 0.00%
11 Advisory Services Network, LLC 817 6,000 0.00%
12 Barrett Asset Management, LLC 1,000 8,000 0.01%
13 FIFTH THIRD BANCORP 1,209 9,000 0.01%
14 D.A. DAVIDSON & CO. 1,400 10,000 0.01%
15 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,500 12,000 0.01%
16 KRILOGY FINANCIAL LLC 1,500 12,000 0.01%
17 JACOBI CAPITAL MANAGEMENT LLC 1,810 14,000 0.01%
18 MSI Financial Services Inc 2,971 23,000 0.02%
19 Global X Management CO LLC 3,004 23,000 0.02%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,311 25,000 0.02%
21 SIT INVESTMENT ASSOCIATES INC 4,350 34,000 0.03%
22 WFG Advisors, LP 5,814 45,000 0.03%
23 JPMORGAN CHASE & CO 7,184 56,000 0.04%
24 US BANCORP \DE\ 7,305 57,000 0.04%
25 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 7,450 58,000 0.04%
26 HUNTINGTON NATIONAL BANK 7,800 61,000 0.05%
27 CUTLER GROUP LLC / CA 8,006 62,000 0.05%
28 Investors Capital Advisory Services 10,349 80,000 0.06%
29 QS Investors, LLC 10,700 83,000 0.06%
30 Private Advisor Group, LLC 11,043 86,000 0.06%
31 NORTHERN TRUST CORP 11,886 93,000 0.07%
32 Cetera Advisors LLC 12,650 99,000 0.07%
33 CAPITAL FUND MANAGEMENT S.A. 15,840 123,000 0.09%
34 BECK CAPITAL MANAGEMENT, LLC 16,925 132,000 0.10%
35 ZACKS INVESTMENT MANAGEMENT 17,536 136,000 0.10%
36 Creative Planning 18,047 140,000 0.11%
37 D. E. Shaw & Co., Inc. 18,033 140,000 0.11%
38 NATIONAL PLANNING CORP 17,700 146,000 0.11%
39 PORTLAND INVESTMENT COUNSEL INC. 19,000 148,000 0.11% SH
40 First Heartland Consultants, Inc. 19,520 152,000 0.11%
41 PineBridge Investments, L.P. 21,780 169,000 0.13%
42 SHEAFF BROCK INVESTMENT ADVISORS, LLC 23,016 179,000 0.14%
43 STEEL GROVE CAPITAL ADVISORS, LLC 24,043 190,000 0.14%
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,300 197,000 0.15% Put
45 Princeton Alpha Management LP 25,890 201,000 0.15%
46 Affiance Financial, LLC 25,777 201,000 0.15%
47 ROYAL BANK OF CANADA 26,357 205,000 0.15%
48 Aperio Group, LLC 27,079 210,000 0.16%
49 AR ASSET MANAGEMENT INC 27,500 214,000 0.16%
50 Radcliffe Capital Management, L.P. 27,700 216,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.