| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,183,302 | 16,330,000 | 15.10% | ||
| 2 | MORGAN STANLEY | 929,867 | 12,832,000 | 11.87% | ||
| 3 | MACKAY SHIELDS LLC | 800,000 | 11,040,000 | 10.21% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,295 | 8,270,000 | 7.65% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 530,206 | 7,317,000 | 6.77% | ||
| 6 | WELCH & FORBES LLC | 330,320 | 4,558,000 | 4.22% | ||
| 7 | Fiera Capital Corp | 318,718 | 4,398,000 | 4.07% | ||
| 8 | WELLS FARGO & COMPANY/MN | 298,939 | 4,125,000 | 3.81% | ||
| 9 | Advisors Asset Management, Inc. | 252,824 | 3,489,000 | 3.23% | ||
| 10 | UBS Group AG | 236,958 | 3,270,000 | 3.02% | ||
| 11 | HARVEY CAPITAL MANAGEMENT INC | 218,500 | 3,015,000 | 2.79% | ||
| 12 | Invesco Ltd. | 186,399 | 2,572,000 | 2.38% | ||
| 13 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 149,769 | 2,067,000 | 1.91% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 134,797 | 1,860,000 | 1.72% | ||
| 15 | BANK OF MONTREAL /CAN/ | 120,750 | 1,667,000 | 1.54% | ||
| 16 | Capital Investment Advisors, LLC | 104,478 | 1,442,000 | 1.33% | ||
| 17 | HighTower Advisors, LLC | 101,884 | 1,409,000 | 1.30% | ||
| 18 | 1607 Capital Partners, LLC | 94,600 | 1,305,000 | 1.21% | ||
| 19 | Rock Point Advisors, LLC | 86,605 | 1,195,000 | 1.11% | ||
| 20 | INTELLECTUS PARTNERS, LLC | 86,189 | 1,189,000 | 1.10% | ||
| 21 | VAN ECK ASSOCIATES CORP | 85,515 | 1,180,000 | 1.09% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 77,849 | 1,074,000 | 0.99% | ||
| 23 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 63,000 | 869,000 | 0.80% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 59,010 | 814,000 | 0.75% | ||
| 25 | OARSMAN CAPITAL, INC. | 58,260 | 804,000 | 0.74% | ||
| 26 | Janney Montgomery Scott LLC | 56,180 | 775,000 | 0.72% | ||
| 27 | LPL Financial LLC | 49,439 | 684,000 | 0.63% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 49,500 | 683,000 | 0.63% | ||
| 29 | ADVISOR GROUP, INC. | 49,168 | 679,000 | 0.63% | ||
| 30 | ProVise Management Group, LLC | 46,598 | 643,000 | 0.59% | ||
| 31 | Arete Wealth Advisors, LLC | 42,722 | 590,000 | 0.55% | ||
| 32 | PROFICIO CAPITAL PARTNERS LLC | 39,180 | 541,000 | 0.50% | ||
| 33 | NWAM LLC | 36,200 | 500,000 | 0.46% | ||
| 34 | E&G Advisors, LP | 31,000 | 428,000 | 0.40% | ||
| 35 | Horizon Kinetics LLC | 27,583 | 381,000 | 0.35% | ||
| 36 | Commonwealth Equity Services, Inc | 25,361 | 350,000 | 0.32% | ||
| 37 | ROYAL BANK OF CANADA | 23,862 | 329,000 | 0.30% | ||
| 38 | BOOTHBAY FUND MANAGEMENT, LLC | 23,000 | 317,000 | 0.29% | ||
| 39 | MSI Financial Services Inc | 22,795 | 315,000 | 0.29% | ||
| 40 | GOODWIN DANIEL L | 20,300 | 280,000 | 0.26% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,204 | 279,000 | 0.26% | ||
| 42 | CITIGROUP INC | 19,696 | 272,000 | 0.25% | ||
| 43 | OPPENHEIMER & CO INC | 19,050 | 263,000 | 0.24% | ||
| 44 | Steinberg Global Asset Management | 18,257 | 252,000 | 0.23% | ||
| 45 | WHITTIER TRUST CO OF NEVADA INC | 17,156 | 237,000 | 0.22% | ||
| 46 | Virtu KCG Holdings LLC | 15,136 | 209,000 | 0.19% | ||
| 47 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 14,723 | 203,000 | 0.19% | ||
| 48 | BENJAMIN F. EDWARDS & COMPANY, INC. | 14,519 | 200,000 | 0.18% | ||
| 49 | Raymond James Financial Services Advisors, Inc. | 13,096 | 181,000 | 0.17% | ||
| 50 | Creative Planning | 9,189 | 127,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
