| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,288,965 | 17,530,000 | 21.11% | ||
| 2 | UBS AG | 1,223,047 | 16,633,000 | 20.03% | ||
| 3 | ALLIANCEBERNSTEIN L.P. | 683,431 | 9,295,000 | 11.19% | ||
| 4 | MORGAN STANLEY | 673,808 | 9,164,000 | 11.03% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 340,949 | 4,637,000 | 5.58% | ||
| 6 | Invesco Ltd. | 324,611 | 4,415,000 | 5.32% | PRN | |
| 7 | GUGGENHEIM CAPITAL LLC | 234,361 | 3,187,000 | 3.84% | ||
| 8 | COHEN & STEERS, INC. | 220,938 | 3,005,000 | 3.62% | ||
| 9 | MACKAY SHIELDS LLC | 212,816 | 2,894,000 | 3.48% | ||
| 10 | CIBC Private Wealth Group LLC | 135,170 | 1,820,000 | 2.19% | ||
| 11 | WELLS FARGO & COMPANY/MN | 119,092 | 1,620,000 | 1.95% | ||
| 12 | STIFEL FINANCIAL CORP | 75,795 | 1,031,000 | 1.24% | ||
| 13 | MSI Financial Services Inc | 61,336 | 834,000 | 1.00% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 55,056 | 749,000 | 0.90% | ||
| 15 | Nuveen Asset Management, LLC | 54,883 | 746,000 | 0.90% | ||
| 16 | VAN ECK ASSOCIATES CORP | 50,054 | 681,000 | 0.82% | ||
| 17 | FIRST TRUST ADVISORS LP | 47,008 | 639,000 | 0.77% | ||
| 18 | Capital Investment Advisors, LLC | 38,954 | 529,775 | 0.64% | ||
| 19 | GOODWIN DANIEL L | 33,165 | 451,000 | 0.54% | ||
| 20 | LPL Financial LLC | 31,774 | 432,000 | 0.52% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 24,254 | 330,000 | 0.40% | ||
| 22 | GHP Investment Advisors, Inc. | 20,314 | 276,000 | 0.33% | ||
| 23 | Creative Planning | 17,672 | 240,000 | 0.29% | ||
| 24 | Commonwealth Equity Services, Inc | 17,448 | 237,000 | 0.29% | ||
| 25 | CONNING INC. | 14,000 | 190,000 | 0.23% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 13,418 | 182,000 | 0.22% | ||
| 27 | First Allied Advisory Services, Inc. | 12,731 | 173,000 | 0.21% | ||
| 28 | Cutter & CO Brokerage, Inc. | 12,560 | 171,000 | 0.21% | ||
| 29 | RAYMOND JAMES TRUST N.A. | 11,862 | 161,000 | 0.19% | ||
| 30 | WASHINGTON TRUST Co | 10,685 | 145,000 | 0.17% | ||
| 31 | PNC FINANCIAL SERVICES GROUP, INC. | 8,332 | 114,000 | 0.14% | ||
| 32 | ROYAL BANK OF CANADA | 7,314 | 99,000 | 0.12% | ||
| 33 | US BANCORP \DE\ | 5,200 | 71,000 | 0.09% | ||
| 34 | Bartlett & Co. LLC | 4,330 | 59,000 | 0.07% | ||
| 35 | FIRST MANHATTAN CO. LLC. | 4,300 | 58,000 | 0.07% | ||
| 36 | BANK OF MONTREAL /CAN/ | 4,000 | 54,000 | 0.07% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,086 | 42,000 | 0.05% | ||
| 38 | FIFTH THIRD BANCORP | 3,100 | 42,000 | 0.05% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 2,505 | 34,068 | 0.04% | ||
| 40 | FineMark National Bank & Trust | 1,306 | 18,000 | 0.02% | ||
| 41 | BlackRock Investment Management, LLC | 1,254 | 17,000 | 0.02% | ||
| 42 | Tower Research Capital LLC (TRC) | 1,154 | 16,000 | 0.02% | ||
| 43 | M&T BANK CORP | 984 | 13,000 | 0.02% | ||
| 44 | NEW ENGLAND SECURITIES CORP /MA/ | 785 | 11,000 | 0.01% | ||
| 45 | B. Riley Wealth Management, Inc. | 440 | 6,000 | 0.01% | ||
| 46 | WFG Advisors, LP | 270 | 4,000 | 0.00% | ||
| 47 | BARCLAYS PLC | 18 | 0 | 0.00% | ||
| 48 | THOMPSON SIEGEL & WALMSLEY LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
