| 1 |
SIT INVESTMENT ASSOCIATES INC |
356,891 |
4,939,000 |
50.55% |
|
|
| 2 |
Advisors Asset Management, Inc. |
54,306 |
752,000 |
7.70% |
|
|
| 3 |
GUGGENHEIM CAPITAL LLC |
52,940 |
733,000 |
7.50% |
|
|
| 4 |
UBS Group AG |
51,348 |
710,000 |
7.27% |
|
|
| 5 |
MORGAN STANLEY |
34,865 |
483,000 |
4.94% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
28,256 |
391,000 |
4.00% |
|
|
| 7 |
Raymond James Financial Services Advisors, Inc. |
24,418 |
338,000 |
3.46% |
|
|
| 8 |
LPL Financial LLC |
16,173 |
225,000 |
2.30% |
|
|
| 9 |
Laurion Capital Management LP |
14,029 |
194,000 |
1.99% |
|
|
| 10 |
HighTower Advisors, LLC |
13,094 |
182,000 |
1.86% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
11,056 |
153,000 |
1.57% |
|
|
| 12 |
Oxbow Advisors, LLC |
10,950 |
152,000 |
1.56% |
|
|
| 13 |
ProVise Management Group, LLC |
10,000 |
138,000 |
1.41% |
|
|
| 14 |
SG Americas Securities, LLC |
8,325 |
115,000 |
1.18% |
|
|
| 15 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,658 |
92,000 |
0.94% |
|
|
| 16 |
GENEOS WEALTH MANAGEMENT INC. |
6,028 |
83,000 |
0.85% |
|
|
| 17 |
ADVISOR GROUP, INC. |
2,800 |
39,000 |
0.40% |
|
|
| 18 |
ROYAL BANK OF CANADA |
1,090 |
15,000 |
0.15% |
|
|
| 19 |
Creative Planning |
860 |
12,000 |
0.12% |
|
|
| 20 |
US BANCORP \DE\ |
761 |
11,000 |
0.11% |
|
|
| 21 |
IFP ADVISORS, INC |
675 |
9,000 |
0.09% |
|
|
| 22 |
Tradewinds Capital Management, LLC |
300 |
4,000 |
0.04% |
|
|
