| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 607,293 | 12,716,000 | 26.64% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 435,182 | 9,112,000 | 19.09% | ||
| 3 | 1607 Capital Partners, LLC | 281,108 | 5,886,000 | 12.33% | ||
| 4 | CORNERSTONE ADVISORS INC | 219,308 | 4,592,000 | 9.62% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 117,995 | 2,471,000 | 5.18% | ||
| 6 | UBS AG | 114,177 | 2,391,000 | 5.01% | ||
| 7 | Invesco Ltd. | 74,471 | 1,559,000 | 3.27% | ||
| 8 | COLDSTREAM CAPITAL MANAGEMENT INC | 71,749 | 1,502,000 | 3.15% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 56,526 | 1,184,000 | 2.48% | ||
| 10 | TRUIST FINANCIAL CORP | 54,221 | 1,135,000 | 2.38% | ||
| 11 | FIRST TRUST ADVISORS LP | 47,540 | 995,000 | 2.08% | ||
| 12 | LPL Financial LLC | 40,616 | 850,000 | 1.78% | ||
| 13 | WELLS FARGO & COMPANY/MN | 30,017 | 629,000 | 1.32% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 29,775 | 623,488 | 1.31% | ||
| 15 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 28,253 | 592,000 | 1.24% | ||
| 16 | DRW Securities, LLC | 17,515 | 367,000 | 0.77% | ||
| 17 | ROYAL BANK OF CANADA | 10,792 | 226,000 | 0.47% | ||
| 18 | Advisors Asset Management, Inc. | 10,723 | 225,000 | 0.47% | ||
| 19 | DOLIVER ADVISORS, LP | 10,637 | 223,000 | 0.47% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 105,000 | 0.22% | ||
| 21 | B. Riley Wealth Management, Inc. | 4,298 | 89,000 | 0.19% | ||
| 22 | FineMark National Bank & Trust | 4,000 | 84,000 | 0.18% | ||
| 23 | US BANCORP \DE\ | 2,600 | 54,000 | 0.11% | ||
| 24 | NEXT Financial Group, Inc | 1,340 | 27,000 | 0.06% | ||
| 25 | MSI Financial Services Inc | 1,018 | 21,000 | 0.04% | ||
| 26 | Financial Architects, Inc | 1,000 | 21,000 | 0.04% | ||
| 27 | Shamrock Asset Management LLC | 1,000 | 21,000 | 0.04% | ||
| 28 | Gary Goldberg Planning Services Inc | 1,000 | 21,000 | 0.04% | ||
| 29 | MUFG Americas Holdings Corp | 109 | 2,000 | 0.00% | ||
| 30 | CITIGROUP INC | 40 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
