| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighPoint Advisor Group LLC | 764 | 282,000 | 97.24% | ||
| 2 | CWM, LLC | 1,081 | 8,000 | 2.76% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
