Dark
Light
System
Security
BROWN FORMAN CORP
BROWN FORMAN CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 398 Institutional holders with a total value of $6,103,759,527.
#
Manager Name
Shares
Value ($)
%
Options
Notes
251 TCI Wealth Advisors, Inc. 10,329 926,000 0.02%
252 I.G. INVESTMENT MANAGEMENT, LTD. 9,300 834,000 0.01%
253 Freestone Capital Holdings, LLC 9,227 828,000 0.01%
254 Andra AP-fonden 9,200 825,000 0.01%
255 Rathbones Group PLC 9,120 818,000 0.01%
256 MARTINGALE ASSET MANAGEMENT L P 9,010 809,000 0.01%
257 Horizon Kinetics LLC 8,925 800,000 0.01%
258 SENTRY INVESTMENT MANAGEMENT LLC 8,900 798,000 0.01%
259 Neuberger Berman Group LLC 8,590 770,000 0.01%
260 WESTPAC BANKING CORP 8,382 751,781 0.01%
261 Paloma Partners Management Co 7,900 709,000 0.01%
262 RENAISSANCE TECHNOLOGIES LLC 7,700 691,000 0.01%
263 Penobscot Investment Management Company, Inc. 7,627 684,000 0.01%
264 abrdn Investment Management Ltd 7,174 643,000 0.01%
265 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,100 637,000 0.01% Put
266 ALPS ADVISORS INC 6,950 623,000 0.01%
267 Dominick & Dominick LLC 6,800 610,000 0.01%
268 Norinchukin Bank, The 6,708 602,000 0.01%
269 Zurcher Kantonalbank (Zurich Cantonalbank) 6,712 602,000 0.01%
270 CULLEN/FROST BANKERS, INC. 6,622 594,000 0.01%
271 WILMINGTON TRUST CO 6,611 593,000 0.01%
272 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 6,549 587,000 0.01%
273 JANE STREET GROUP, LLC 6,322 567,000 0.01%
274 QS Investors, LLC 5,962 535,000 0.01%
275 BOKF, NA 5,845 525,000 0.01%
276 CHILTON CAPITAL MANAGEMENT LLC 5,811 521,189 0.01%
277 DAVIS R M INC 5,800 520,000 0.01%
278 LOS ANGELES CAPITAL MANAGEMENT LLC 5,799 520,000 0.01%
279 Kentucky Retirement Systems Insurance Trust Fund 5,589 501,000 0.01%
280 Municipal Employees' Retirement System of Michigan 5,500 493,000 0.01%
281 CIBC WORLD MARKET INC. 5,414 486,000 0.01%
282 Mariner Wealth Advisors-Cincinnati, LLC 5,280 474,000 0.01%
283 ALTFEST L J & CO INC 5,362 469,000 0.01%
284 Allianz Asset Management GmbH 5,222 469,000 0.01%
285 BARCLAYS PLC 5,200 463,000 0.01% Put
286 BARCLAYS PLC 5,200 463,000 0.01% Call
287 SUNTRUST BANKS INC 5,035 450,000 0.01%
288 WELLINGTON MANAGEMENT GROUP LLP 4,959 445,000 0.01%
289 First City Capital Management, Inc. 4,938 442,889 0.01%
290 Creative Planning 4,893 439,000 0.01%
291 DELTA LLOYD NV 4,809 431,000 0.01%
292 PRIVATE TRUST CO NA 4,725 424,000 0.01%
293 PALLADIUM PARTNERS LLC 4,587 411,000 0.01%
294 PROFUND ADVISORS LLC 4,540 407,000 0.01%
295 LAZARD ASSET MANAGEMENT LLC 4,500 403,000 0.01%
296 BRIDGEWAY CAPITAL MANAGEMENT, LLC 4,425 397,000 0.01%
297 LPL Financial LLC 4,391 394,000 0.01%
298 STEPHENS INC /AR/ 4,173 374,000 0.01%
299 Spot Trading L.L.C 4,100 368,000 0.01% Put
300 Dorsey Wright & Associates 4,086 362,000 0.01%
Page 6 of 8

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.