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CALAMOS CONV & HIGH INCOME F
CALAMOS CONV & HIGH INCOME F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 91 Institutional holders with a total value of $114,864,070.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,760,350 18,572,000 16.17%
2 BANK OF AMERICA CORP /DE/ 1,168,174 12,324,000 10.73%
3 MORGAN STANLEY 1,111,707 11,729,000 10.21%
4 LPL Financial LLC 735,244 7,830,000 6.82%
5 PACIFIC WEALTH STRATEGIES GROUP, INC. 531,930 5,612,000 4.89%
6 GUGGENHEIM CAPITAL LLC 467,335 4,931,000 4.29%
7 UBS Group AG 431,340 4,550,000 3.96%
8 ADVISOR GROUP, INC. 394,172 4,158,000 3.62%
9 COHEN & STEERS, INC. 313,011 3,302,000 2.87%
10 AMERIPRISE FINANCIAL INC 309,693 3,228,000 2.81%
11 GREATMARK INVESTMENT PARTNERS, INC. 287,931 3,038,000 2.64%
12 WELLS FARGO & COMPANY/MN 284,317 2,999,000 2.61%
13 Advisors Asset Management, Inc. 251,147 2,650,000 2.31%
14 Calamos Wealth Management LLC 231,241 2,440,000 2.12%
15 New England Investment & Retirement Group, Inc. 222,177 2,344,000 2.04%
16 INVESTMENT CENTERS OF AMERICA INC 211,981 2,236,000 1.95%
17 ROYAL BANK OF CANADA 208,164 2,197,000 1.91%
18 CORNERSTONE ADVISORY, LLC 178,741 1,886,000 1.64%
19 ROBINSON CAPITAL MANAGEMENT, LLC 170,720 1,801,000 1.57%
20 Jacobus Wealth Management, Inc. 163,362 1,723,000 1.50%
21 RAYMOND JAMES & ASSOCIATES 137,051 1,446,000 1.26%
22 Prospera Financial Services Inc 123,935 1,310,000 1.14%
23 Oxbow Advisors, LLC 113,348 1,196,000 1.04%
24 Raymond James Financial Services Advisors, Inc. 87,986 928,000 0.81%
25 Janney Montgomery Scott LLC 61,007 644,000 0.56%
26 Cetera Advisors LLC 57,848 611,000 0.53%
27 CITIGROUP INC 55,534 586,000 0.51%
28 Laurion Capital Management LP 55,199 582,000 0.51%
29 Klingman & Associates, LLC 50,871 537,000 0.47%
30 STIFEL FINANCIAL CORP 44,539 467,000 0.41%
31 Commonwealth Equity Services, Inc 37,726 398,000 0.35%
32 Traynor Capital Management, Inc. 34,801 388,000 0.34%
33 SHEETS SMITH WEALTH MANAGEMENT 34,801 367,000 0.32%
34 Virtu KCG Holdings LLC 34,523 364,000 0.32%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,648 344,000 0.30%
36 MARINER INVESTMENT GROUP LLC 30,975 327,000 0.28%
37 MSI Financial Services Inc 26,658 281,000 0.24%
38 Cambridge Investment Research Advisors, Inc. 23,046 243,000 0.21%
39 NATIONAL PLANNING CORP 21,309 238,000 0.21%
40 OTA Financial Group L.P. 21,896 231,000 0.20%
41 Weiss Asset Management LP 21,596 228,000 0.20%
42 Shaker Financial Services, LLC 21,200 224,000 0.20%
43 Squarepoint Ops LLC 20,000 211,000 0.18%
44 MILLENNIUM MANAGEMENT LLC 17,910 189,000 0.16%
45 PLANNING ALTERNATIVES LTD /ADV 16,425 173,000 0.15%
46 Concert Wealth Management Inc. 16,137 168,000 0.15%
47 Cetera Advisor Networks LLC 15,811 167,000 0.15%
48 IFP ADVISORS, INC 15,201 160,000 0.14%
49 BB&T SECURITIES, LLC 14,059 154,000 0.13%
50 KEYBANK NATIONAL ASSOCIATION/OH 13,600 143,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.