Dark
Light
System
Security
CALAMOS CONV & HIGH INCOME F
CALAMOS CONV & HIGH INCOME F. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 82 Institutional holders with a total value of $140,530,817.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CORNERSTONE ADVISORY, LLC 2,734,358 31,144,000 22.16%
2 MORGAN STANLEY 1,621,996 18,474,000 13.15%
3 BANK OF AMERICA CORP /DE/ 1,240,340 14,127,000 10.05%
4 LPL Financial LLC 730,234 8,332,000 5.93%
5 PACIFIC WEALTH STRATEGIES GROUP, INC. 565,211 6,438,000 4.58%
6 GUGGENHEIM CAPITAL LLC 521,831 5,944,000 4.23%
7 AMERIPRISE FINANCIAL INC 433,867 4,940,000 3.52%
8 ADVISOR GROUP, INC. 396,340 4,514,000 3.21%
9 COHEN & STEERS, INC. 382,524 4,357,000 3.10%
10 GREATMARK INVESTMENT PARTNERS, INC. 307,974 3,508,000 2.50%
11 WELLS FARGO & COMPANY/MN 300,725 3,426,000 2.44%
12 Advisors Asset Management, Inc. 299,913 3,416,000 2.43%
13 New England Investment & Retirement Group, Inc. 227,976 2,597,000 1.85%
14 UBS Group AG 225,313 2,566,000 1.83%
15 ROYAL BANK OF CANADA 217,945 2,483,000 1.77%
16 Jacobus Wealth Management, Inc. 199,280 2,270,000 1.62%
17 ROBINSON CAPITAL MANAGEMENT, LLC 170,720 1,945,000 1.38%
18 RIVERNORTH CAPITAL MANAGEMENT, LLC 165,233 1,882,000 1.34%
19 RAYMOND JAMES & ASSOCIATES 144,348 1,644,000 1.17%
20 Prospera Financial Services Inc 122,135 1,391,000 0.99%
21 INVESTMENT CENTERS OF AMERICA INC 119,600 1,362,000 0.97%
22 QUATTRO FINANCIAL ADVISORS LLC 117,816 1,337,333 0.95%
23 Raymond James Financial Services Advisors, Inc. 88,670 1,010,000 0.72%
24 SIT INVESTMENT ASSOCIATES INC 84,092 958,000 0.68%
25 Commonwealth Equity Services, Inc 82,622 941,000 0.67%
26 Janney Montgomery Scott LLC 58,385 665,000 0.47%
27 Klingman & Associates, LLC 48,871 557,000 0.40%
28 STIFEL FINANCIAL CORP 45,819 521,000 0.37%
29 Cetera Advisors LLC 42,558 486,000 0.35%
30 Traynor Capital Management, Inc. 38,663 455,000 0.32%
31 Koshinski Asset Management, Inc. 39,650 452,000 0.32%
32 CITIGROUP INC 39,642 452,000 0.32%
33 MILLENNIUM MANAGEMENT LLC 34,740 396,000 0.28%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,458 381,000 0.27%
35 MARINER INVESTMENT GROUP LLC 30,975 353,000 0.25%
36 CIBC Private Wealth Group LLC 29,580 337,000 0.24%
37 Cambridge Investment Research Advisors, Inc. 24,705 281,000 0.20%
38 FineMark National Bank & Trust 22,404 255,000 0.18%
39 SHEETS SMITH WEALTH MANAGEMENT 22,001 251,000 0.18%
40 TWO SIGMA SECURITIES, LLC 18,504 211,000 0.15%
41 Cetera Advisor Networks LLC 17,811 203,000 0.14%
42 PLANNING ALTERNATIVES LTD /ADV 16,400 187,000 0.13%
43 NATIONAL PLANNING CORP 16,339 186,000 0.13%
44 HighTower Advisors, LLC 15,560 176,000 0.13%
45 Concert Wealth Management Inc. 16,164 169,000 0.12%
46 IFP ADVISORS, INC 14,877 169,000 0.12%
47 BB&T SECURITIES, LLC 14,290 162,000 0.12%
48 Private Advisor Group, LLC 13,060 148,000 0.11%
49 MML INVESTORS SERVICES, INC. 12,987 148,000 0.11%
50 IFC Holdings Incorporated/FL 12,870 146,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.