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CALPINE CORP
CALPINE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 165 Institutional holders with a total value of $2,583,063,800.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 46,778,625 516,904,000 20.01%
2 VANGUARD GROUP INC 29,656,389 327,703,000 12.69%
3 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 16,338,162 180,537,000 6.99%
4 SOUND SHORE MANAGEMENT INC /CT/ 11,037,205 121,961,000 4.72%
5 GREENLIGHT CAPITAL INC 10,961,000 121,119,000 4.69%
6 FMR LLC 9,346,866 103,283,000 4.00%
7 STATE STREET CORP 8,112,975 89,645,000 3.47%
8 DIMENSIONAL FUND ADVISORS LP 8,106,991 89,573,000 3.47%
9 STRS OHIO 7,504,030 82,919,000 3.21%
10 CLEARBRIDGE, LLC 6,517,926 72,023,000 2.79%
11 NWQ INVESTMENT MANAGEMENT COMPANY, LLC 5,182,846 59,479,000 2.30%
12 Brandywine Global Investment Management, LLC 4,116,654 45,490,000 1.76%
13 ELLIOTT MANAGEMENT CORP 4,000,000 44,200,000 1.71% Call
14 DEUTSCHE BANK AG\ 3,700,928 40,892,000 1.58%
15 FIRST TRUST ADVISORS LP 3,317,185 36,655,000 1.42%
16 PRIVATE MANAGEMENT GROUP INC 3,029,583 33,477,000 1.30%
17 MORGAN STANLEY 3,016,804 33,336,000 1.29%
18 GEODE CAPITAL MANAGEMENT, LLC 2,845,112 31,424,000 1.22%
19 GOLDMAN SACHS GROUP INC 2,351,197 25,981,000 1.01%
20 NORTHERN TRUST CORP 2,345,289 25,916,000 1.00%
21 TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 2,228,216 24,622,000 0.95%
22 HBK INVESTMENTS L P 1,980,500 21,885,000 0.85% Call
23 CANADA PENSION PLAN INVESTMENT BOARD 1,884,060 20,819,000 0.81%
24 GOLDENTREE ASSET MANAGEMENT LP 1,764,812 19,501,000 0.75%
25 Legal & General Group Plc 1,638,397 18,099,000 0.70%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,604,857 17,734,000 0.69%
27 BANK OF AMERICA CORP /DE/ 1,541,037 17,028,000 0.66%
28 RENAISSANCE TECHNOLOGIES LLC 1,315,758 14,539,000 0.56%
29 LOS ANGELES CAPITAL MANAGEMENT LLC 1,312,982 14,508,000 0.56%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 1,289,313 14,247,000 0.55%
31 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1,282,455 14,172,000 0.55%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,103,940 12,199,000 0.47%
33 CITIGROUP INC 1,084,700 11,986,000 0.46% Call
34 VICTORY CAPITAL MANAGEMENT INC 1,077,526 11,907,000 0.46%
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,074,647 11,874,850 0.46%
36 GUGGENHEIM CAPITAL LLC 1,015,493 11,221,000 0.43%
37 FEDERATED HERMES, INC. 950,220 10,500,000 0.41%
38 NEW YORK STATE COMMON RETIREMENT FUND 939,904 10,386,000 0.40%
39 BANK OF MONTREAL /CAN/ 879,725 9,721,000 0.38%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 859,213 9,494,000 0.37%
41 TEACHERS ADVISORS, LLC 840,896 9,292,000 0.36%
42 STATE OF WISCONSIN INVESTMENT BOARD 802,454 8,867,000 0.34%
43 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 732,760 8,097,000 0.31%
44 HANCOCK WHITNEY CORP 730,360 8,070,000 0.31%
45 BARCLAYS PLC 696,587 7,697,000 0.30%
46 JANUS HENDERSON INVESTORS US LLC 682,532 7,542,000 0.29%
47 WELLS FARGO & COMPANY/MN 641,201 7,085,000 0.27%
48 MILLENNIUM MANAGEMENT LLC 597,307 6,600,000 0.26%
49 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 595,390 6,579,000 0.25%
50 Asset Management One Co., Ltd. 530,043 5,850,000 0.23%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.