Dark
Light
System
Security
CALUMET SPECIALTY PRODS PTNR
CALUMET SPECIALTY PRODS PTNR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 126 Institutional holders with a total value of $276,286,268.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUMMIT SECURITIES GROUP LLC 7 0 0.00% Put
2 Gradient Investments LLC 20 1,000 0.00%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 20 1,000 0.00%
4 ENVESTNET ASSET MANAGEMENT INC 63 2,000 0.00%
5 ENTERPRISE FINANCIAL SERVICES CORP 100 3,000 0.00%
6 B. Riley Wealth Management, Inc. 110 3,000 0.00%
7 Hirtle Callaghan & Co LLC 150 4,000 0.00%
8 Archford Capital Strategies, LLC 200 5,000 0.00%
9 MARK SHEPTOFF FINANCIAL PLANNING, LLC 300 8,000 0.00%
10 TRUST CO OF VERMONT 400 11,000 0.00%
11 Vantage Investment Advisors, LLC 500 14,000 0.01%
12 First Horizon Advisors, Inc. 500 14,000 0.01%
13 FineMark National Bank & Trust 600 16,000 0.01%
14 ADIRONDACK TRUST CO 650 18,000 0.01%
15 Evercore Wealth Management, LLC 700 19,000 0.01%
16 SUMMIT SECURITIES GROUP LLC 700 19,000 0.01%
17 BNP PARIBAS FINANCIAL MARKETS 707 19,406 0.01%
18 Ground Swell Capital, LLC 765 21,000 0.01%
19 First City Capital Management, Inc. 860 23,607 0.01%
20 Pinnacle Summer Investments, Inc. 1,000 27,000 0.01%
21 NEXT Financial Group, Inc 1,100 30,000 0.01%
22 WFG Advisors, LP 1,250 34,000 0.01%
23 Financial Architects, Inc 1,250 34,000 0.01%
24 UBS AG 1,300 36,000 0.01% Call
25 OPTIMUM INVESTMENT ADVISORS 1,300 36,000 0.01%
26 FIRST FINANCIAL CORP /IN/ 1,405 38,000 0.01%
27 D.A. DAVIDSON & CO. 1,485 40,000 0.01%
28 Regal Investment Advisors LLC 1,500 41,000 0.01%
29 Apriem Advisors 1,500 41,000 0.01%
30 Waverly Advisors, LLC 1,538 42,000 0.02%
31 PRIVATE TRUST CO NA 1,600 44,000 0.02%
32 GOLDMAN SACHS GROUP INC 1,700 47,000 0.02% Put
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,043 56,000 0.02%
34 SOLARIS ASSET MANAGEMENT LLC 2,450 67,000 0.02%
35 BANK OF AMERICA CORP /DE/ 2,500 69,000 0.02% Put
36 GROUP ONE TRADING LLC 2,652 73,000 0.03%
37 US BANCORP \DE\ 3,000 82,000 0.03%
38 FIRST MERCANTILE TRUST CO 3,042 84,000 0.03%
39 Quantbot Technologies LP 3,112 85,000 0.03%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 3,315 91,000 0.03%
41 BARCLAYS PLC 4,100 111,000 0.04% Put
42 ALLIANCEBERNSTEIN L.P. 4,180 115,000 0.04%
43 Parallax Volatility Advisers, L.P. 4,315 118,000 0.04%
44 BESSEMER GROUP INC 4,500 124,000 0.04%
45 AMERIPRISE FINANCIAL INC 4,644 127,000 0.05%
46 CITIGROUP INC 5,934 163,000 0.06%
47 GOLDMAN SACHS GROUP INC 6,100 167,000 0.06% Call
48 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 6,251 172,000 0.06%
49 CITADEL ADVISORS LLC 7,558 207,000 0.07%
50 Gilman Hill Asset Management, LLC 7,692 211,000 0.08%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.