| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 100,066,000 | 3,094,579,000 | 85.16% | Put | |
| 2 | BRANDES INVESTMENT PARTNERS, LP | 3,313,113 | 102,905,000 | 2.83% | ||
| 3 | MACQUARIE GROUP LTD | 2,752,910 | 85,505,000 | 2.35% | ||
| 4 | Mawer Investment Management Ltd. | 1,683,019 | 52,254,000 | 1.44% | ||
| 5 | Mondrian Investment Partners LTD | 1,092,000 | 33,852,000 | 0.93% | ||
| 6 | GOLDMAN SACHS GROUP INC | 916,063 | 28,453,000 | 0.78% | ||
| 7 | MANAGED ACCOUNT ADVISORS LLC | 451,256 | 14,016,000 | 0.39% | ||
| 8 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 448,633 | 13,935,000 | 0.38% | ||
| 9 | BBVA USA Bancshares, Inc. | 387,930 | 12,049,000 | 0.33% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 353,800 | 10,989,000 | 0.30% | ||
| 11 | D. E. Shaw & Co., Inc. | 300,232 | 9,325,000 | 0.26% | ||
| 12 | NOMURA HOLDINGS INC | 272,100 | 8,415,000 | 0.23% | Call | |
| 13 | Aperio Group, LLC | 247,697 | 7,693,000 | 0.21% | ||
| 14 | NORTHERN TRUST CORP | 240,059 | 7,456,000 | 0.21% | ||
| 15 | Advisors Asset Management, Inc. | 220,722 | 6,856,000 | 0.19% | ||
| 16 | HIGHLAND CAPITAL MANAGEMENT LP | 219,150 | 6,807,000 | 0.19% | ||
| 17 | DREMAN VALUE MANAGEMENT, L L C | 201,743 | 6,266,000 | 0.17% | ||
| 18 | NORTHROAD CAPITAL MANAGEMENT LLC | 186,306 | 5,787,000 | 0.16% | ||
| 19 | MORGAN STANLEY | 172,254 | 5,351,000 | 0.15% | ||
| 20 | DIMENSIONAL FUND ADVISORS LP | 170,066 | 5,282,000 | 0.15% | ||
| 21 | FIRST TRUST ADVISORS LP | 162,971 | 5,062,000 | 0.14% | ||
| 22 | TWO SIGMA INVESTMENTS, LP | 160,890 | 4,997,000 | 0.14% | ||
| 23 | ROYAL BANK OF CANADA | 154,283 | 4,792,000 | 0.13% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 149,717 | 4,651,000 | 0.13% | ||
| 25 | TWO SIGMA ADVISERS, LP | 146,900 | 4,563,000 | 0.13% | ||
| 26 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 135,751 | 4,216,000 | 0.12% | ||
| 27 | DELTA ASSET MANAGEMENT LLC/TN | 132,904 | 4,128,000 | 0.11% | ||
| 28 | MANNING & NAPIER ADVISORS LLC | 128,101 | 3,978,000 | 0.11% | ||
| 29 | Fiera Capital Corp | 127,700 | 3,966,000 | 0.11% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 115,706 | 3,593,000 | 0.10% | ||
| 31 | Stanley-Laman Group, Ltd. | 107,604 | 3,342,000 | 0.09% | ||
| 32 | Invesco Ltd. | 106,199 | 3,298,000 | 0.09% | ||
| 33 | NATIXIS ADVISORS, LLC | 103,652 | 3,220,000 | 0.09% | ||
| 34 | DEUTSCHE BANK AG\ | 101,978 | 3,167,000 | 0.09% | ||
| 35 | RIVERHEAD CAPITAL MANAGEMENT LLC | 90,400 | 2,807,000 | 0.08% | ||
| 36 | CREDIT SUISSE AG/ | 89,544 | 2,781,000 | 0.08% | ||
| 37 | CAPSTONE ASSET MANAGEMENT CO | 83,179 | 2,584,000 | 0.07% | ||
| 38 | COMERICA BANK | 80,808 | 2,510,000 | 0.07% | ||
| 39 | World Asset Management Inc | 75,016 | 2,330,000 | 0.06% | ||
| 40 | Bank of New York Mellon Corp | 73,221 | 2,274,000 | 0.06% | ||
| 41 | HSBC HOLDINGS PLC | 73,097 | 2,270,000 | 0.06% | ||
| 42 | TD ASSET MANAGEMENT INC | 70,662 | 2,195,000 | 0.06% | ||
| 43 | Curi Capital, LLC | 66,018 | 2,050,000 | 0.06% | ||
| 44 | ROTHSCHILD INVESTMENT LLC /IL | 58,670 | 1,822,000 | 0.05% | ||
| 45 | Pinnacle Summer Investments, Inc. | 56,285 | 1,761,000 | 0.05% | ||
| 46 | AMP Capital Investors Ltd | 55,116 | 1,703,000 | 0.05% | ||
| 47 | LAZARD ASSET MANAGEMENT LLC | 54,415 | 1,689,000 | 0.05% | ||
| 48 | Counsel Portfolio Services Inc. | 46,500 | 1,444,000 | 0.04% | ||
| 49 | RUSSELL FRANK CO/ | 42,539 | 1,321,000 | 0.04% | ||
| 50 | WILMINGTON TRUST CO | 40,216 | 1,249,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
