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CAPITAL BANK
CAPITAL BANK. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 114 Institutional holders with a total value of $816,330,362.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 6 0 0.00%
2 CUTLER GROUP LLC / CA 900 0 0.00% Call
3 Bartlett & Co. LLC 33 1,000 0.00%
4 SARGENT BICKHAM LAGUDIS LLC 54 2,000 0.00%
5 MSI Financial Services Inc 66 2,000 0.00%
6 Pinnacle Holdings, LLC 98 3,147 0.00%
7 CWM, LLC 119 4,000 0.00%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 190 6,000 0.00%
9 FineMark National Bank & Trust 257 8,000 0.00%
10 FIRST MANHATTAN CO. LLC. 336 10,000 0.00%
11 First Horizon Advisors, Inc. 387 12,000 0.00%
12 UBS Group AG 417 13,000 0.00%
13 US BANCORP \DE\ 437 14,000 0.00%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 651 21,000 0.00%
15 CITIGROUP INC 968 30,000 0.00%
16 Creative Planning 1,172 38,000 0.00%
17 PANAGORA ASSET MANAGEMENT INC 1,734 56,000 0.01%
18 BNP PARIBAS FINANCIAL MARKETS 1,815 58,280 0.01%
19 DELTA ASSET MANAGEMENT LLC/TN 1,893 61,000 0.01%
20 Legal & General Group Plc 3,114 99,000 0.01%
21 BlackRock Finance, Inc. 3,107 100,000 0.01%
22 CANADA LIFE ASSURANCE Co 3,700 119,000 0.01%
23 FIRST INTERSTATE BANK 4,470 144,000 0.02%
24 VICTORY CAPITAL MANAGEMENT INC 4,511 145,000 0.02%
25 BARCLAYS PLC 4,974 159,000 0.02%
26 DAVENPORT & Co LLC 6,670 214,157 0.03%
27 CITADEL ADVISORS LLC 6,726 216,000 0.03%
28 WELLS FARGO & COMPANY/MN 7,405 237,000 0.03%
29 Alpine Global Management, LLC 7,740 249,000 0.03%
30 GOLDMAN SACHS GROUP INC 8,840 284,000 0.03%
31 BlackRock Group LTD 9,979 321,000 0.04%
32 ADAMS DIVERSIFIED EQUITY FUND, INC. 11,300 325,000 0.04%
33 PARADIGM ASSET MANAGEMENT CO LLC 10,550 338,761 0.04%
34 BANK OF MONTREAL /CAN/ 10,629 341,000 0.04%
35 SEGALL BRYANT & HAMILL, LLC 10,961 352,000 0.04%
36 PINNACLE ASSOCIATES LTD 11,000 353,000 0.04%
37 BLACKROCK ADVISORS LLC 11,360 365,000 0.04%
38 North Star Investment Management Corp. 11,385 366,000 0.04%
39 AMERICAN INTERNATIONAL GROUP, INC. 11,430 367,017 0.04%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,351 396,000 0.05%
41 MORGAN STANLEY 12,436 399,000 0.05%
42 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 14,587 468,000 0.06%
43 AHL Partners LLP 14,798 475,000 0.06%
44 BW Gestao de Investimentos Ltda. 15,326 492,000 0.06%
45 BALENTINE LLC 16,315 524,000 0.06%
46 METROPOLITAN LIFE INSURANCE CO/NY 16,644 534,000 0.07%
47 Nationwide Fund Advisors 17,196 552,000 0.07%
48 CREDIT SUISSE AG/ 18,011 578,000 0.07%
49 GSA CAPITAL PARTNERS LLP 18,400 591,000 0.07%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,554 692,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.