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CAPITAL SOUTHWEST CORP COM
CAPITAL SOUTHWEST CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 81 Institutional holders with a total value of $278,645,332.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Steinberg Global Asset Management 11,680 406,000 0.15%
52 Allianz Asset Management GmbH 11,548 401,000 0.14%
53 METROPOLITAN LIFE INSURANCE CO/NY 11,456 398,000 0.14%
54 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,438 397,000 0.14%
55 TWO SIGMA INVESTMENTS, LP 10,580 367,000 0.13%
56 Swiss National Bank 10,200 354,000 0.13%
57 MANUFACTURERS LIFE INSURANCE COMPANY, THE 9,843 341,000 0.12%
58 DEUTSCHE BANK AG\ 9,738 337,000 0.12%
59 Fisher Asset Management, LLC 9,600 333,000 0.12%
60 AMERICAN INTERNATIONAL GROUP, INC. 9,250 321,160 0.12%
61 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 8,000 278,000 0.10%
62 BLACKROCK ADVISORS LLC 7,907 275,000 0.10%
63 BANK OF MONTREAL /CAN/ 7,333 254,000 0.09%
64 ROYAL BANK OF CANADA 7,200 250,000 0.09%
65 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 7,000 243,000 0.09%
66 BANK OF AMERICA CORP /DE/ 2,994 104,000 0.04%
67 Tower Research Capital LLC (TRC) 2,776 96,000 0.03%
68 CITIGROUP INC 2,060 72,000 0.03%
69 ENTERPRISE FINANCIAL SERVICES CORP 1,624 56,000 0.02%
70 WELLS FARGO & COMPANY/MN 1,203 42,000 0.02%
71 BARCLAYS PLC 1,211 41,000 0.01%
72 TCI Wealth Advisors, Inc. 815 28,000 0.01%
73 OLD SECOND NATIONAL BANK OF AURORA 500 17,000 0.01%
74 TEACHER RETIREMENT SYSTEM OF TEXAS 455 16,000 0.01%
75 BlackRock Finance, Inc. 388 13,000 0.00%
76 Weaver C. Barksdale & Associates, Inc. 167 6,000 0.00%
77 FineMark National Bank & Trust 136 5,000 0.00%
78 SUMMIT SECURITIES GROUP LLC 118 4,000 0.00%
79 PNC FINANCIAL SERVICES GROUP, INC. 50 2,000 0.00%
80 BNP PARIBAS FINANCIAL MARKETS 42 1,474 0.00%
81 WealthTrust-Arizona, LLC 42 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.