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CAPITAL SOUTHWEST CORP COM
CAPITAL SOUTHWEST CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 62 Institutional holders with a total value of $289,374,616.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PANAGORA ASSET MANAGEMENT INC 1,172 42,000 0.01%
52 Tower Research Capital LLC (TRC) 1,029 37,000 0.01%
53 TCI Wealth Advisors, Inc. 815 29,000 0.01%
54 OLD SECOND NATIONAL BANK OF AURORA 500 18,000 0.01%
55 FineMark National Bank & Trust 277 10,000 0.00%
56 Weaver C. Barksdale & Associates, Inc. 167 6,000 0.00%
57 Ground Swell Capital, LLC 162 6,000 0.00%
58 WELLS FARGO & COMPANY/MN 150 5,000 0.00%
59 MANUFACTURERS LIFE INSURANCE COMPANY, THE 94 3,000 0.00%
60 BARCLAYS PLC 76 3,000 0.00%
61 PNC FINANCIAL SERVICES GROUP, INC. 50 2,000 0.00%
62 CITIGROUP INC 15 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.