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CKEC 2017-01-20 33.000 C A OPQ
CKEC 2017-01-20 33.000 C A OPQ. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 130 Institutional holders with a total value of $1,753,264,370.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 NOMURA HOLDINGS INC 9,227 275,000 0.02%
102 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 8,500 254,000 0.01%
103 Spark Investment Management LLC 8,500 253,000 0.01%
104 Dynamic Technology Lab Private Ltd 8,149 243,000 0.01%
105 A.R.T. Advisors, LLC 8,099 241,000 0.01%
106 PRINCIPAL FINANCIAL GROUP INC 7,636 228,000 0.01%
107 LPL Financial LLC 7,412 221,000 0.01%
108 CITIGROUP INC 7,426 221,000 0.01%
109 ROYAL BANK OF CANADA 6,200 185,000 0.01%
110 PNC FINANCIAL SERVICES GROUP, INC. 5,616 168,000 0.01%
111 BARCLAYS PLC 4,872 141,000 0.01%
112 UBS AG 4,491 134,000 0.01%
113 BANK OF AMERICA CORP /DE/ 2,207 66,000 0.00%
114 PRELUDE CAPITAL MANAGEMENT, LLC 1,800 54,000 0.00%
115 UBS AG 1,700 51,000 0.00% Put
116 THOMPSON DAVIS & CO., INC. 1,000 30,000 0.00%
117 TEACHER RETIREMENT SYSTEM OF TEXAS 855 26,000 0.00%
118 FIRST MERCANTILE TRUST CO 787 24,000 0.00%
119 BlackRock Finance, Inc. 533 16,000 0.00%
120 WELLS FARGO & COMPANY/MN 503 15,000 0.00%
121 THOMAS WHITE INTERNATIONAL LTD 445 13,000 0.00%
122 SYNOVUS FINANCIAL CORP 390 12,000 0.00%
123 Tower Research Capital LLC (TRC) 366 11,000 0.00%
124 GROUP ONE TRADING LLC 325 10,000 0.00%
125 D.A. DAVIDSON & CO. 325 9,000 0.00%
126 LADENBURG THALMANN FINANCIAL SERVICES INC. 315 9,000 0.00%
127 ENVESTNET ASSET MANAGEMENT INC 210 6,000 0.00%
128 PRIVATE TRUST CO NA 88 3,000 0.00%
129 Gradient Investments LLC 100 3,000 0.00%
130 GLOBEFLEX CAPITAL L P 68 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.