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CARNIVAL CORP
CARNIVAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 512 Institutional holders with a total value of $19,232,612,527.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Retirement Systems of Alabama 577,401 23,194,000 0.12%
102 ROCKEFELLER FINANCIAL SERVICES INC 568,040 22,818,000 0.12%
103 Nuveen Asset Management, LLC 567,398 22,792,000 0.12%
104 ARGA Investment Management, LP 566,300 22,748,000 0.12%
105 FIRST TRUST ADVISORS LP 563,966 22,655,000 0.12%
106 SEI TRUST CO 537,719 21,600,000 0.11%
107 Nationwide Fund Advisors 519,307 20,861,000 0.11%
108 HSBC HOLDINGS PLC 506,886 20,362,000 0.11%
109 BROWN CAPITAL MANAGEMENT LLC 501,471 20,144,000 0.10%
110 ALYDAR PARTNERS LLC 500,000 20,085,000 0.10% Call
111 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 498,402 20,021,000 0.10%
112 TWO SIGMA INVESTMENTS, LP 486,905 19,559,000 0.10%
113 BANK OF MONTREAL /CAN/ 474,735 19,069,000 0.10%
114 MANUFACTURERS LIFE INSURANCE COMPANY, THE 469,278 18,851,000 0.10%
115 STRS OHIO 468,396 18,815,000 0.10%
116 ROYAL BANK OF CANADA 447,780 17,989,000 0.09%
117 HAP Trading, LLC 447,778 17,987,000 0.09%
118 Elm Ridge Management, LLC 416,424 16,727,000 0.09%
119 BlackRock Japan Co. Ltd 416,127 16,716,000 0.09%
120 WATERS PARKERSON & CO., LLC 370,147 14,869,000 0.08%
121 UBS AG 369,338 14,836,000 0.08%
122 Swiss National Bank 369,200 14,831,000 0.08%
123 VIRGINIA RETIREMENT SYSTEMS ET Al 365,424 14,679,000 0.08%
124 BARCLAYS PLC 365,354 14,615,000 0.08%
125 AVIVA PLC 360,622 14,486,000 0.08%
126 FRED ALGER MANAGEMENT, LLC 359,764 14,452,000 0.08%
127 BARCLAYS PLC 351,600 14,064,000 0.07% Call
128 Chevy Chase Trust Holdings, LLC 349,560 14,041,000 0.07%
129 Employees Retirement System of Texas 347,800 13,971,000 0.07%
130 HUTCHINSON CAPITAL MANAGEMENT/CA 345,234 13,868,000 0.07%
131 KLCM Advisors, Inc. 338,350 13,592,000 0.07%
132 Obermeyer Wealth Partners 328,571 13,199,000 0.07%
133 BHF Kleinwort Benson Group S.A. 410,300 13,067,000 0.07%
134 STATE OF WISCONSIN INVESTMENT BOARD 312,537 12,555,000 0.07%
135 Parallax Volatility Advisers, L.P. 302,500 12,152,000 0.06% Put
136 ROYAL BANK OF CANADA 300,000 12,051,000 0.06% Put
137 STEVENS CAPITAL MANAGEMENT LP 299,288 12,022,000 0.06%
138 TOWER BRIDGE ADVISORS 294,825 11,843,120 0.06%
139 Daiwa SB Investments Ltd. 293,000 11,770,000 0.06%
140 Spot Trading L.L.C 286,708 11,517,000 0.06%
141 Brandywine Global Investment Management, LLC 284,109 11,413,000 0.06%
142 Gotham Asset Management, LLC 272,077 10,929,000 0.06%
143 D. E. Shaw & Co., Inc. 272,031 10,927,000 0.06%
144 Euclid Advisors LLC 271,090 10,890,000 0.06%
145 Spot Trading L.L.C 264,100 10,609,000 0.06% Put
146 METROPOLITAN LIFE INSURANCE CO/NY 257,519 10,345,000 0.05%
147 Jefferies Group LLC 250,000 10,043,000 0.05% Put
148 Capital Research Global Investors 250,000 10,043,000 0.05%
149 Jefferies Group LLC 250,000 10,043,000 0.05% Call
150 DAVIDSON INVESTMENT ADVISORS 248,807 9,993,000 0.05%
Page 3 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.