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CARNIVAL CORP
CARNIVAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 658 Institutional holders with a total value of $23,790,147,746.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DELPHI PRIVATE ADVISORS LLC 2 0 0.00%
2 SONORA INVESTMENT MANAGEMENT, LLC 100 0 0.00%
3 M&T BANK CORP 400 0 0.00% Call
4 Parkside Financial Bank & Trust 47 2,000 0.00%
5 ASSETMARK, INC 56 3,000 0.00%
6 KANALY TRUST CO 60 3,000 0.00%
7 Oakworth Capital, Inc. 67 4,000 0.00%
8 Cable Hill Partners, LLC 68 4,000 0.00%
9 BROWN BROTHERS HARRIMAN & CO 78 4,000 0.00%
10 Bartlett & Co. LLC 100 5,000 0.00%
11 Hudock, Inc. 97 5,000 0.00%
12 MOTCO 100 5,000 0.00%
13 QCI ASSET MANAGEMENT INC/NY 100 5,000 0.00%
14 GUPTA WEALTH MANAGEMENT LLC 100 5,000 0.00%
15 Ironwood Financial, llc 100 5,000 0.00%
16 Sandy Spring Bank 100 5,000 0.00%
17 WealthTrust-Arizona, LLC 100 5,000 0.00%
18 LBA Wealth Management, LLC 104 5,000 0.00%
19 TD Securities (USA) LLC 102 5,000 0.00%
20 Financial Architects, Inc 100 5,000 0.00%
21 MYCIO WEALTH PARTNERS, LLC 100 5,000 0.00%
22 PROFICIO CAPITAL PARTNERS LLC 94 5,000 0.00%
23 OLD SECOND NATIONAL BANK OF AURORA 100 5,000 0.00%
24 Corbenic Partners LLC 100 5,000 0.00%
25 Alexandria Capital, LLC 100 5,000 0.00%
26 1832 Asset Management L.P. 100 5,000 0.00%
27 JNBA Financial Advisors 100 5,000 0.00%
28 Orion Porfolio Solutions, LLC 100 5,000 0.00%
29 MOISAND FITZGERALD TAMAYO, LLC 100 5,000 0.00%
30 Mraz, Amerine & Associates, Inc. 100 5,277 0.00%
31 Winslow, Evans & Crocker, Inc. 100 5,277 0.00%
32 People's United Financial, Inc. 108 6,000 0.00%
33 HAP Trading, LLC 175,400 6,000 0.00% Put
34 VALLEY NATIONAL ADVISERS INC 105 6,000 0.00%
35 SARGENT BICKHAM LAGUDIS LLC 122 6,000 0.00%
36 Transamerica Financial Advisors, LLC 122 7,000 0.00%
37 CENTRAL BANK & TRUST CO 150 8,000 0.00%
38 WEALTHCARE CAPITAL MANAGEMENT LLC 150 8,000 0.00%
39 WHITTIER TRUST CO 145 8,000 0.00%
40 CUTLER GROUP LLC / CA 9,300 8,000 0.00% Put
41 TCI Wealth Advisors, Inc. 177 9,000 0.00%
42 ZIONS BANCORPORATION 182 9,000 0.00%
43 Carroll Financial Associates, Inc. 200 10,000 0.00%
44 SUTTON WEALTH ADVISORS INC. 208 10,976 0.00%
45 MONROE BANK & TRUST/MI 213 11,000 0.00%
46 Kessler Investment Group, LLC 200 11,000 0.00%
47 REILLY FINANCIAL ADVISORS, LLC 200 11,000 0.00%
48 Tarbox Family Office, Inc. 207 11,000 0.00%
49 THOMPSON SIEGEL & WALMSLEY LLC 200 11,000 0.00%
50 BRUDERMAN ASSET MANAGEMENT, LLC 200 11,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.