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CARNIVAL CORP
CARNIVAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 682 Institutional holders with a total value of $22,824,165,068.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Sunbelt Securities, Inc. 9 469 0.00%
2 M&T BANK CORP 4 1,000 0.00% Call
3 PACIFIC CENTER FOR FINANCIAL SERVICES 28 1,000 0.00%
4 ASSETMARK, INC 18 1,000 0.00%
5 BNP PARIBAS FINANCIAL MARKETS 480 1,987 0.00% Put
6 BELL ROCK CAPITAL LLC 36 2,000 0.00%
7 FNY PARTNERS FUND LP 35 2,000 0.00% Call
8 MassMutual Private Wealth & Trust, FSB 54 2,811 0.00%
9 ENTERPRISE FINANCIAL SERVICES CORP 53 3,000 0.00%
10 First Personal Financial Services 52 3,000 0.00%
11 Parkside Financial Bank & Trust 75 3,000 0.00%
12 Oakworth Capital, Inc. 67 3,000 0.00%
13 Cable Hill Partners, LLC 68 4,000 0.00%
14 PROFICIO CAPITAL PARTNERS LLC 78 4,000 0.00%
15 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 69 4,000 0.00%
16 FARMERS & MERCHANTS INVESTMENTS INC 75 4,000 0.00%
17 Apriem Advisors 71 4,000 0.00%
18 JNBA Financial Advisors 100 5,000 0.00%
19 QCI ASSET MANAGEMENT INC/NY 100 5,000 0.00%
20 Hudock, Inc. 99 5,000 0.00%
21 BB&T INVESTMENT SERVICES, INC. 101 5,000 0.00%
22 Ironwood Financial, llc 100 5,000 0.00%
23 Alexandria Capital, LLC 100 5,000 0.00%
24 OLD SECOND NATIONAL BANK OF AURORA 100 5,000 0.00%
25 JACOBI CAPITAL MANAGEMENT LLC 100 5,000 0.00%
26 MOTCO 100 5,000 0.00%
27 MONROE BANK & TRUST/MI 100 5,000 0.00%
28 Corbenic Partners LLC 100 5,000 0.00%
29 CREATIVE FINANCIAL DESIGNS INC /ADV 100 5,000 0.00%
30 Vantage Investment Advisors, LLC 101 5,000 0.00%
31 TRUST CO OF VERMONT 94 5,000 0.00%
32 Bartlett & Co. LLC 100 5,000 0.00%
33 Liberty Capital Management, Inc. 100 5,000 0.00%
34 PINKERTON WEALTH, LLC 100 5,000 0.00%
35 Winslow, Evans & Crocker, Inc. 100 5,206 0.00%
36 CUTLER GROUP LLC / CA 13,500 6,000 0.00% Put
37 SARGENT BICKHAM LAGUDIS LLC 122 6,000 0.00%
38 NORWAY SAVINGS BANK 109 6,000 0.00%
39 CITY HOLDING CO 141 7,000 0.00%
40 ZIONS BANCORPORATION 137 7,000 0.00%
41 COCONUT GROVE BANK 130 7,000 0.00%
42 FINANCIAL ADVISORS NETWORK, INC. 136 7,567 0.00%
43 WHITTIER TRUST CO 145 8,000 0.00%
44 CENTRAL BANK & TRUST CO 150 8,000 0.00%
45 PHYSICIANS FINANCIAL SERVICES, INC. 200 9,000 0.00%
46 TCI Wealth Advisors, Inc. 177 9,000 0.00%
47 BRUDERMAN ASSET MANAGEMENT, LLC 200 10,000 0.00%
48 Glassman Wealth Services 200 10,000 0.00%
49 D'Orazio & Associates, Inc. 200 10,000 0.00%
50 THOMPSON SIEGEL & WALMSLEY LLC 200 10,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.