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Carnival PLC
Carnival PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 118 Institutional holders with a total value of $233,685,622.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PROFICIO CAPITAL PARTNERS LLC 0 0 0.00%
2 MSI Financial Services Inc 9 0 0.00%
3 CUTLER GROUP LLC / CA 800 0 0.00% Call
4 D.A. DAVIDSON & CO. 21 0 0.00%
5 Kistler-Tiffany Companies, LLC 13 1,000 0.00%
6 Advisory Services Network, LLC 39 2,000 0.00%
7 Winfield Associates, Inc. 50 2,000 0.00%
8 BRONFMAN E.L. ROTHSCHILD, L.P. 59 3,000 0.00%
9 LS Investment Advisors, LLC 90 4,000 0.00%
10 GLENMEDE TRUST CO NA 128 5,000 0.00%
11 Creative Planning 101 5,000 0.00%
12 IFP ADVISORS, INC 172 8,000 0.00%
13 CUTLER GROUP LLC / CA 233 10,000 0.00%
14 LAZARD ASSET MANAGEMENT LLC 230 10,000 0.00%
15 ZIONS BANCORPORATION 225 10,000 0.00%
16 ENTERPRISE FINANCIAL SERVICES CORP 248 11,000 0.00%
17 BESSEMER GROUP INC 258 12,000 0.01%
18 SCHRODER INVESTMENT MANAGEMENT GROUP 266 12,000 0.01%
19 SIMPLEX TRADING, LLC 331 14,000 0.01%
20 CITIZENS FINANCIAL GROUP INC/DE 376 17,000 0.01%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 436 19,000 0.01%
22 CUTLER GROUP LLC / CA 1,000 20,000 0.01% Put
23 PRELUDE CAPITAL MANAGEMENT, LLC 500 22,000 0.01%
24 SIGNATUREFD, LLC 498 22,000 0.01%
25 Tower Research Capital LLC (TRC) 527 24,000 0.01%
26 WOLVERINE TRADING LP /BD 8 35,936 0.02% Call
27 ASSETMARK, INC 901 40,000 0.02%
28 Quantbot Technologies LP 1,014 45,000 0.02%
29 Bartlett & Co. LLC 1,205 54,000 0.02%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,582 71,000 0.03%
31 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,592 71,000 0.03%
32 ADVISOR GROUP, INC. 1,769 78,000 0.03%
33 KANALY TRUST CO 1,875 84,000 0.04%
34 Smithfield Trust Co 2,122 95,000 0.04%
35 CITIGROUP INC 2,203 98,000 0.04%
36 J.SAFRA ASSET MANAGEMENT CORP 2,262 101,000 0.04%
37 Checchi Capital Advisers, LLC 3,156 141,000 0.06%
38 HUNTINGTON NATIONAL BANK 3,377 151,000 0.06%
39 ROCKEFELLER FINANCIAL SERVICES INC 3,836 172,000 0.07%
40 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,099 184,000 0.08%
41 MORGAN STANLEY 4,465 200,000 0.09%
42 FINANCIAL COUNSELORS INC 4,571 205,000 0.09%
43 OLD NATIONAL BANCORP /IN/ 5,429 243,000 0.10%
44 Calvert Investment Management, Inc. 5,497 246,000 0.11%
45 EAGLE ASSET MANAGEMENT INC 5,599 250,000 0.11%
46 BREMER TRUST NATIONAL ASSOCIATION 5,617 252,000 0.11%
47 KEYBANK NATIONAL ASSOCIATION/OH 5,622 252,000 0.11%
48 1st Global Advisors, Inc. 5,665 254,000 0.11%
49 STEVENS CAPITAL MANAGEMENT LP 5,707 256,000 0.11%
50 Laird Norton Wetherby Wealth Management, LLC 5,977 267,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.