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Carnival PLC
Carnival PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 125 Institutional holders with a total value of $340,432,008.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE OF WISCONSIN INVESTMENT BOARD 641,611 32,844,000 9.65%
2 NORTHERN TRUST CORP 463,772 23,741,000 6.97%
3 GOLDMAN SACHS GROUP INC 431,582 22,093,000 6.49%
4 Aperio Group, LLC 391,723 20,052,000 5.89%
5 TODD ASSET MANAGEMENT LLC 379,229 19,413,000 5.70%
6 DIMENSIONAL FUND ADVISORS LP 377,272 19,313,000 5.67%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 316,160 16,184,000 4.75%
8 CAUSEWAY CAPITAL MANAGEMENT LLC 287,399 14,314,000 4.20%
9 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 275,480 14,101,000 4.14%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 249,704 12,782,000 3.75%
11 RENAISSANCE GROUP LLC 249,533 12,774,000 3.75%
12 MAVEN SECURITIES LTD 236,014 12,141,000 3.57%
13 BANK OF AMERICA CORP /DE/ 226,639 11,602,000 3.41%
14 WELLS FARGO & COMPANY/MN 194,429 9,953,000 2.92%
15 Alberta Investment Management Corp 175,685 8,993,000 2.64%
16 MARSHALL WACE, LLP 174,040 8,909,000 2.62%
17 Allianz Asset Management GmbH 128,709 6,589,000 1.94%
18 TWO SIGMA INVESTMENTS, LP 120,297 6,158,000 1.81%
19 Ionic Capital Management LLC 92,580 4,739,000 1.39%
20 RENAISSANCE TECHNOLOGIES LLC 88,100 4,510,000 1.32%
21 Paloma Partners Management Co 79,368 4,063,000 1.19%
22 Clearbridge Investments, LLC 75,984 3,890,000 1.14%
23 TWO SIGMA ADVISERS, LP 69,666 3,566,000 1.05%
24 NATIXIS ADVISORS, LLC 55,551 2,844,000 0.84%
25 Hansberger Growth Investors, LP 51,287 2,625,000 0.77%
26 AMERIPRISE FINANCIAL INC 50,124 2,566,000 0.75%
27 SEI INVESTMENTS CO 49,546 2,536,000 0.74%
28 BANK OF MONTREAL /CAN/ 47,951 2,447,000 0.72%
29 DEUTSCHE BANK AG\ 45,679 2,338,000 0.69%
30 Dynamic Technology Lab Private Ltd 44,414 2,273,000 0.67%
31 Bank of New York Mellon Corp 36,945 1,891,000 0.56%
32 MORGAN STANLEY 33,377 1,709,000 0.50%
33 STIFEL FINANCIAL CORP 32,656 1,672,000 0.49%
34 D. E. Shaw & Co., Inc. 32,506 1,664,000 0.49%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,000 1,536,000 0.45%
36 CIBC WORLD MARKETS CORP 28,776 1,498,000 0.44%
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 18,524 1,342,000 0.39%
38 CAPSTONE ASSET MANAGEMENT CO 23,607 1,208,000 0.35%
39 OTA Financial Group L.P. 16,498 844,000 0.25%
40 RAYMOND JAMES & ASSOCIATES 15,415 789,000 0.23%
41 BOOTHBAY FUND MANAGEMENT, LLC 14,437 739,000 0.22%
42 COMERICA BANK 13,604 711,000 0.21%
43 TRUIST FINANCIAL CORP 13,731 702,000 0.21%
44 FDx Advisors, Inc. 13,569 695,000 0.20%
45 Fiera Capital Corp 13,514 692,000 0.20%
46 ROYAL BANK OF CANADA 12,962 663,000 0.19%
47 UBS Group AG 11,715 600,000 0.18%
48 FNY PARTNERS FUND LP 10,300 527,000 0.15%
49 FIFTH THIRD BANCORP 9,693 496,000 0.15%
50 BASSO CAPITAL MANAGEMENT, L.P. 8,900 456,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.