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CARPENTER TECHNOLOGY CORP
CARPENTER TECHNOLOGY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 208 Institutional holders with a total value of $1,655,799,166.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 MassMutual Private Wealth & Trust, FSB 6,301 235,846 0.01%
152 CAPSTONE ASSET MANAGEMENT CO 6,029 226,000 0.01%
153 ENVESTNET ASSET MANAGEMENT INC 5,943 223,000 0.01%
154 SECURIAN ASSET MANAGEMENT, INC 5,882 220,000 0.01%
155 Virtu KCG Holdings LLC 5,786 217,000 0.01%
156 ING GROEP NV 5,686 213,000 0.01%
157 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 5,614 210,000 0.01%
158 HSBC HOLDINGS PLC 5,491 205,000 0.01%
159 FOX RUN MANAGEMENT, L.L.C. 5,400 202,000 0.01%
160 ELKFORK PARTNERS LLC 5,100 191,000 0.01%
161 GLEN HARBOR CAPITAL MANAGEMENT LLC 4,200 157,000 0.01%
162 GOLDMAN SACHS GROUP INC 3,900 146,000 0.01% Call
163 LS Investment Advisors, LLC 3,746 140,000 0.01%
164 DUBUQUE BANK & TRUST CO 3,691 138,000 0.01%
165 QS Investors, LLC 3,446 129,000 0.01%
166 MEADOW CREEK INVESTMENT MANAGEMENT LLC 3,300 123,000 0.01%
167 Walleye Trading LLC 3,200 120,000 0.01% Call
168 UBS Group AG 3,156 118,000 0.01%
169 RIVERHEAD CAPITAL MANAGEMENT LLC 2,797 105,000 0.01%
170 HUNTINGTON NATIONAL BANK 2,695 101,000 0.01%
171 FLINTON CAPITAL MANAGEMENT LLC 2,400 90,000 0.01%
172 PANAGORA ASSET MANAGEMENT INC 2,277 85,000 0.01%
173 ADVISOR GROUP, INC. 2,158 81,000 0.00%
174 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,083 78,000 0.00%
175 Walleye Trading LLC 2,100 77,000 0.00% Put
176 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,696 65,000 0.00%
177 Zurcher Kantonalbank (Zurich Cantonalbank) 1,553 58,000 0.00%
178 ARK INVESTMENT MANAGEMENT LLC 1,300 49,000 0.00%
179 NumerixS Investment Technologies Inc 1,200 45,000 0.00%
180 Creative Planning 1,108 41,000 0.00%
181 Archford Capital Strategies, LLC 554 41,000 0.00%
182 SEI INVESTMENTS CO 1,099 41,000 0.00%
183 First Horizon Advisors, Inc. 962 37,000 0.00%
184 SIMPLEX TRADING, LLC 909 34,000 0.00%
185 FIRST MERCANTILE TRUST CO 905 34,000 0.00%
186 VALLEY NATIONAL ADVISERS INC 775 29,000 0.00%
187 GLENMEDE TRUST CO NA 800 29,000 0.00%
188 ACROSPIRE INVESTMENT MANAGEMENT LLC 775 29,000 0.00%
189 CUTLER GROUP LLC / CA 765 28,000 0.00%
190 GENEOS WEALTH MANAGEMENT INC. 608 22,000 0.00%
191 CITIGROUP INC 495 19,000 0.00%
192 Kistler-Tiffany Companies, LLC 460 17,000 0.00%
193 SEVENBRIDGE FINANCIAL GROUP, LLC 400 15,000 0.00%
194 Financial Architects, Inc 400 15,000 0.00%
195 IFP ADVISORS, INC 398 15,000 0.00%
196 BARCLAYS PLC 300 11,000 0.00% Call
197 QUADRANT CAPITAL GROUP LLC 280 10,000 0.00%
198 NewEdge Advisors, LLC 248 9,300 0.00%
199 Weaver C. Barksdale & Associates, Inc. 249 9,000 0.00%
200 MPS LORIA FINANCIAL PLANNERS, LLC 214 8,000 0.00%
Page 4 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.