| # | % | |||||
|---|---|---|---|---|---|---|
| 451 | BRONFMAN E.L. ROTHSCHILD, L.P. | 180 | 12,000 | 0.00% | ||
| 452 | Archford Capital Strategies, LLC | 150 | 10,000 | 0.00% | ||
| 453 | CITY HOLDING CO | 142 | 9,000 | 0.00% | ||
| 454 | Hood River Capital Management LLC | 112 | 7,000 | 0.00% | ||
| 455 | NEXT Financial Group, Inc | 90 | 5,000 | 0.00% | ||
| 456 | DUBUQUE BANK & TRUST CO | 72 | 5,000 | 0.00% | ||
| 457 | BENJAMIN F. EDWARDS & COMPANY, INC. | 64 | 4,000 | 0.00% | ||
| 458 | Lenox Wealth Advisors, LLC | 30 | 2,000 | 0.00% | ||
| 459 | M&T BANK CORP | 700 | 2,000 | 0.00% | Call | |
| 460 | SIGNATUREFD, LLC | 28 | 2,000 | 0.00% | ||
| 461 | ASSET DEDICATION, LLC | 32 | 2,000 | 0.00% | ||
| 462 | PROFICIO CAPITAL PARTNERS LLC | 35 | 2,000 | 0.00% | ||
| 463 | Joel Isaacson & Co., LLC | 13 | 1,000 | 0.00% | ||
| 464 | ZIONS BANCORPORATION | 26 | 1,000 | 0.00% | SH | |
| 465 | ClariVest Asset Management LLC | 22 | 1,000 | 0.00% | ||
| 466 | PIEDMONT INVESTMENT ADVISORS INC | 8 | 526 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.