| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 34,347,000 | 33,727,000 | 15.06% | PRN | |
| 2 | PRUDENTIAL PLC | 29,878,000 | 29,206,000 | 13.04% | ||
| 3 | MACKAY SHIELDS LLC | 29,542,000 | 29,010,000 | 12.95% | PRN | |
| 4 | OSTERWEIS CAPITAL MANAGEMENT INC | 23,949,000 | 23,410,000 | 10.45% | PRN | |
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 16,592,000 | 16,302,000 | 7.28% | PRN | |
| 6 | OAKTREE CAPITAL MANAGEMENT LP | 15,000,000 | 14,785,000 | 6.60% | PRN | |
| 7 | STEELHEAD PARTNERS LLC | 14,000,000 | 13,799,000 | 6.16% | PRN | |
| 8 | D. E. Shaw & Co., Inc. | 10,545,000 | 10,432,000 | 4.66% | PRN | |
| 9 | Allianz Asset Management GmbH | 8,765,000 | 8,604,000 | 3.84% | PRN | |
| 10 | LORD, ABBETT & CO. LLC | 6,200,000 | 6,092,000 | 2.72% | PRN | |
| 11 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 5,040,000 | 4,927,000 | 2.20% | ||
| 12 | WESTWOOD HOLDINGS GROUP INC | 4,150,000 | 4,071,000 | 1.82% | PRN | |
| 13 | BNP PARIBAS FINANCIAL MARKETS | 4,000,000 | 3,910,000 | 1.75% | PRN | |
| 14 | SSI INVESTMENT MANAGEMENT LLC | 3,866,000 | 3,779,000 | 1.69% | PRN | |
| 15 | Bank of New York Mellon Corp | 3,305,000 | 3,262,000 | 1.46% | ||
| 16 | Verition Fund Management LLC | 3,000,000 | 2,948,000 | 1.32% | PRN | |
| 17 | SONORA INVESTMENT MANAGEMENT, LLC | 2,355,000 | 2,312,139 | 1.03% | ||
| 18 | WELLS FARGO & COMPANY/MN | 1,731,000 | 1,692,000 | 0.76% | PRN | |
| 19 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 1,500,000 | 1,466,000 | 0.65% | PRN | |
| 20 | BARCLAYS PLC | 1,400,000 | 1,369,000 | 0.61% | PRN | |
| 21 | WELLINGTON MANAGEMENT GROUP LLP | 1,331,000 | 1,302,000 | 0.58% | PRN | |
| 22 | PROSPECTOR PARTNERS LLC | 1,265,000 | 1,237,000 | 0.55% | PRN | |
| 23 | CANNELL CAPITAL LLC | 1,000,000 | 978,000 | 0.44% | PRN | |
| 24 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 977,000 | 0.44% | PRN | |
| 25 | CREDIT SUISSE AG/ | 990,000 | 968,000 | 0.43% | PRN | |
| 26 | Man Investments (CH) AG | 900,000 | 886,000 | 0.40% | PRN | |
| 27 | CITIGROUP INC | 850,000 | 831,000 | 0.37% | PRN | |
| 28 | BLAIR WILLIAM & CO/IL | 730,000 | 714,000 | 0.32% | ||
| 29 | BAR HARBOR TRUST SERVICES | 365,000 | 357,000 | 0.16% | PRN | |
| 30 | GOLDMAN SACHS GROUP INC | 143,000 | 140,000 | 0.06% | PRN | |
| 31 | SEI INVESTMENTS CO | 117,000 | 114,000 | 0.05% | ||
| 32 | MORGAN STANLEY | 113,000 | 111,000 | 0.05% | PRN | |
| 33 | ADVENT CAPITAL MANAGEMENT /DE/ | 113,000 | 98,000 | 0.04% | PRN | |
| 34 | BANK OF AMERICA CORP /DE/ | 64,000 | 63,000 | 0.03% | PRN | |
| 35 | M&T BANK CORP | 38,000 | 37,000 | 0.02% | PRN | |
| 36 | AMERIPRISE FINANCIAL INC | 20,000 | 20,000 | 0.01% | PRN | |
| 37 | Brown Advisory Securities, LLC | 12,000 | 12,000 | 0.01% | PRN | |
| 38 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 9,000 | 9,000 | 0.00% | PRN | |
| 39 | EDGE ADVISORS, LLC | 7,000 | 6,000 | 0.00% | ||
| 40 | Creative Planning | 6,000 | 6,000 | 0.00% | PRN | |
| 41 | ADVISOR GROUP, INC. | 5 | 5,000 | 0.00% | PRN | |
| 42 | Wellesley Asset Management | 4,483 | 4,382 | 0.00% | PRN | |
| 43 | ROYAL BANK OF CANADA | 3,000 | 3,000 | 0.00% | PRN | |
| 44 | D.A. DAVIDSON & CO. | 4,000 | 3,000 | 0.00% | ||
| 45 | MASCOMA WEALTH MANAGEMENT LLC | 2,000 | 2,000 | 0.00% | ||
| 46 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
