| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 4,831,000 | 197,733,000 | 49.88% | Put | |
| 2 | DIMENSIONAL FUND ADVISORS LP | 929,518 | 38,764,000 | 9.78% | ||
| 3 | FRANKLIN RESOURCES INC | 285,668 | 11,913,000 | 3.01% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 182,900 | 7,649,000 | 1.93% | Put | |
| 5 | MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC | 171,100 | 7,135,000 | 1.80% | ||
| 6 | Invesco Ltd. | 157,612 | 6,572,000 | 1.66% | ||
| 7 | Aperio Group, LLC | 156,990 | 6,546,000 | 1.65% | ||
| 8 | GOLDMAN SACHS GROUP INC | 146,780 | 6,120,000 | 1.54% | ||
| 9 | CREDIT SUISSE AG/ | 127,156 | 5,303,000 | 1.34% | ||
| 10 | CITIGROUP INC | 125,100 | 5,217,000 | 1.32% | Call | |
| 11 | ROYAL BANK OF CANADA | 121,188 | 5,053,000 | 1.27% | ||
| 12 | MORGAN STANLEY | 115,383 | 4,811,000 | 1.21% | ||
| 13 | NORTHERN TRUST CORP | 114,348 | 4,768,000 | 1.20% | ||
| 14 | Spot Trading L.L.C | 102,200 | 4,262,000 | 1.08% | Put | |
| 15 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 101,503 | 4,233,000 | 1.07% | ||
| 16 | BlackRock Finance, Inc. | 90,807 | 3,787,000 | 0.96% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 90,500 | 3,785,000 | 0.95% | Call | |
| 18 | PROFUND ADVISORS LLC | 90,050 | 3,755,000 | 0.95% | ||
| 19 | CAPSTONE ASSET MANAGEMENT CO | 87,178 | 3,635,000 | 0.92% | ||
| 20 | CITIGROUP INC | 81,300 | 3,390,000 | 0.86% | Put | |
| 21 | Segantii Capital Management Ltd | 69,214 | 2,881,000 | 0.73% | ||
| 22 | DEUTSCHE BANK AG\ | 66,050 | 2,753,000 | 0.69% | ||
| 23 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 64,266 | 2,680,000 | 0.68% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 63,782 | 2,660,000 | 0.67% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 63,197 | 2,635,000 | 0.66% | ||
| 26 | JANE STREET GROUP, LLC | 63,086 | 2,631,000 | 0.66% | ||
| 27 | Ashmore Group plc | 57,908 | 2,415,000 | 0.61% | ||
| 28 | HSBC HOLDINGS PLC | 54,855 | 2,287,000 | 0.58% | ||
| 29 | UBS AG | 54,101 | 2,256,000 | 0.57% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 53,415 | 2,227,000 | 0.56% | ||
| 31 | INTEGRAL DERIVATIVES, LLC | 48,800 | 2,035,000 | 0.51% | Call | |
| 32 | SIT INVESTMENT ASSOCIATES INC | 42,200 | 1,760,000 | 0.44% | ||
| 33 | BARCLAYS PLC | 41,600 | 1,706,000 | 0.43% | Put | |
| 34 | HARVARD MANAGEMENT CO INC | 40,571 | 1,692,000 | 0.43% | ||
| 35 | Spot Trading L.L.C | 35,310 | 1,472,000 | 0.37% | ||
| 36 | GOLDMAN SACHS GROUP INC | 34,400 | 1,434,000 | 0.36% | Put | |
| 37 | DEERE & CO | 32,875 | 1,371,000 | 0.35% | ||
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,054 | 1,295,000 | 0.33% | ||
| 39 | Timber Hill LLC | 27,065 | 1,129,000 | 0.28% | ||
| 40 | GUGGENHEIM CAPITAL LLC | 26,959 | 1,125,000 | 0.28% | ||
| 41 | MILLENNIUM MANAGEMENT LLC | 26,613 | 1,110,000 | 0.28% | ||
| 42 | BANK OF MONTREAL /CAN/ | 24,583 | 1,025,000 | 0.26% | ||
| 43 | Portland Global Advisors LLC | 23,388 | 975,000 | 0.25% | ||
| 44 | COMERICA BANK | 22,368 | 933,000 | 0.24% | ||
| 45 | CITADEL ADVISORS LLC | 22,176 | 925,000 | 0.23% | ||
| 46 | GOLDMAN SACHS GROUP INC | 20,500 | 855,000 | 0.22% | Call | |
| 47 | STATE STREET CORP | 19,807 | 827,000 | 0.21% | ||
| 48 | Placemark Investments, Inc. | 19,345 | 808,000 | 0.20% | ||
| 49 | BARCLAYS PLC | 19,300 | 791,000 | 0.20% | Call | |
| 50 | NatWest Group plc | 18,526 | 773,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
