| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLINGTON MANAGEMENT GROUP LLP | 3,687,968 | 50,820,000 | 28.70% | ||
| 2 | INVESTOR AB | 3,036,106 | 41,838,000 | 23.63% | ||
| 3 | FIL Ltd | 2,534,655 | 34,928,000 | 19.73% | ||
| 4 | KEYWISE CAPITAL MANAGEMENT Ltd | 482,023 | 6,642,000 | 3.75% | ||
| 5 | Verition Fund Management LLC | 446,800 | 6,157,000 | 3.48% | Call | |
| 6 | Verition Fund Management LLC | 407,742 | 5,619,000 | 3.17% | ||
| 7 | CRCM LP | 400,000 | 5,512,000 | 3.11% | ||
| 8 | UBS AG | 354,400 | 4,884,000 | 2.76% | Call | |
| 9 | OBERWEIS ASSET MANAGEMENT INC/ | 305,000 | 4,203,000 | 2.37% | ||
| 10 | DEUTSCHE BANK AG\ | 152,353 | 2,098,000 | 1.18% | ||
| 11 | CREDIT SUISSE AG/ | 147,500 | 2,033,000 | 1.15% | Call | |
| 12 | UBS AG | 111,100 | 1,531,000 | 0.86% | ||
| 13 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 94,200 | 1,298,000 | 0.73% | ||
| 14 | D. E. Shaw & Co., Inc. | 90,499 | 1,247,000 | 0.70% | ||
| 15 | Guinness Atkinson Asset Management Inc | 86,500 | 1,192,000 | 0.67% | ||
| 16 | MORGAN STANLEY | 65,442 | 901,000 | 0.51% | ||
| 17 | Invesco Ltd. | 62,948 | 867,000 | 0.49% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 58,900 | 812,000 | 0.46% | ||
| 19 | INTEGRAL DERIVATIVES, LLC | 46,900 | 646,000 | 0.36% | Call | |
| 20 | Spot Trading L.L.C | 39,300 | 542,000 | 0.31% | Call | |
| 21 | HERALD INVESTMENT MANAGEMENT Ltd | 49,500 | 508,000 | 0.29% | ||
| 22 | GSA CAPITAL PARTNERS LLP | 36,800 | 507,000 | 0.29% | ||
| 23 | Allianz Asset Management GmbH | 29,035 | 400,000 | 0.23% | ||
| 24 | JANE STREET GROUP, LLC | 20,893 | 288,000 | 0.16% | ||
| 25 | PEAK6 Group LLC | 20,190 | 278,000 | 0.16% | ||
| 26 | Airain ltd | 15,015 | 207,000 | 0.12% | ||
| 27 | Granite Point Capital Management, L.P. | 12,960 | 179,000 | 0.10% | ||
| 28 | OPPENHEIMER & CO INC | 11,721 | 162,000 | 0.09% | ||
| 29 | GROUP ONE TRADING LLC | 10,495 | 145,000 | 0.08% | ||
| 30 | GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | 10,000 | 138,000 | 0.08% | ||
| 31 | Walleye Trading LLC | 8,300 | 114,000 | 0.06% | Put | |
| 32 | Walleye Trading LLC | 7,235 | 100,000 | 0.06% | ||
| 33 | Global X Management CO LLC | 6,918 | 95,000 | 0.05% | ||
| 34 | CITADEL ADVISORS LLC | 5,852 | 81,000 | 0.05% | ||
| 35 | BARCLAYS PLC | 3,580 | 47,000 | 0.03% | ||
| 36 | WELLS FARGO & COMPANY/MN | 1,000 | 14,000 | 0.01% | ||
| 37 | Guinness Asset Management LTD | 500 | 7,000 | 0.00% | ||
| 38 | Walleye Trading LLC | 500 | 7,000 | 0.00% | Call | |
| 39 | Ground Swell Capital, LLC | 543 | 7,000 | 0.00% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 500 | 6,890 | 0.00% | ||
| 41 | Tower Research Capital LLC (TRC) | 254 | 4,000 | 0.00% | ||
| 42 | UBS AG | 300 | 4,000 | 0.00% | Put | |
| 43 | AMERIPRISE FINANCIAL INC | 52 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
