Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 52 Institutional holders with a total value of $112,448,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Brookstone Capital Management 28 1,000 0.00%
3 CITIGROUP INC 100 2,000 0.00%
4 MYCIO WEALTH PARTNERS, LLC 191 4,000 0.00%
5 FIFTH THIRD BANCORP 200 4,000 0.00%
6 AMERICAN INTERNATIONAL GROUP, INC. 200 4,000 0.00%
7 MSI Financial Services Inc 403 9,000 0.01%
8 Tower Research Capital LLC (TRC) 500 11,000 0.01%
9 NEXT Financial Group, Inc 500 11,000 0.01%
10 HUNTINGTON NATIONAL BANK 635 14,000 0.01% PRN
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 812 18,000 0.02%
12 Gemmer Asset Management LLC 1,465 33,000 0.03%
13 WFG Advisors, LP 1,551 35,000 0.03%
14 Formidable Asset Management, LLC 2,000 44,000 0.04%
15 Creative Planning 2,300 51,000 0.05%
16 ROYAL BANK OF CANADA 2,380 53,000 0.05%
17 BANK OF MONTREAL /CAN/ 2,458 55,000 0.05%
18 Smithfield Trust Co 4,000 89,000 0.08%
19 PNC FINANCIAL SERVICES GROUP, INC. 5,402 120,000 0.11%
20 D'Orazio & Associates, Inc. 5,436 134,000 0.12%
21 US BANCORP \DE\ 6,084 136,000 0.12%
22 ENVESTNET ASSET MANAGEMENT INC 6,765 151,000 0.13%
23 IMA Advisory Services, Inc. 9,400 210,000 0.19% SH
24 ANCORA PRIVATE WEALTH ADVISORS, LLC 10,670 238,000 0.21%
25 Sandy Spring Bank 11,275 252,000 0.22%
26 Janney Montgomery Scott LLC 11,504 257,000 0.23%
27 Round Table Services, LLC 14,427 322,000 0.29%
28 CITADEL ADVISORS LLC 14,852 332,000 0.30%
29 STALEY CAPITAL ADVISERS INC 16,700 373,000 0.33%
30 UBS Group AG 17,240 386,000 0.34%
31 RAYMOND JAMES & ASSOCIATES 19,543 437,000 0.39%
32 LPL Financial LLC 20,269 472,000 0.42%
33 FAS Wealth Partners, Inc. 21,799 487,000 0.43%
34 M Holdings Securities, Inc. 23,858 533,000 0.47%
35 Tortoise Investment Management, LLC 25,260 565,000 0.50%
36 Commonwealth Equity Services, Inc 26,523 593,000 0.53%
37 Freedom Investment Management, Inc. 39,305 609,000 0.54%
38 Jacobus Wealth Management, Inc. 33,415 747,000 0.66%
39 WELLS FARGO & COMPANY/MN 35,161 786,000 0.70%
40 JUNCTURE WEALTH STRATEGIES, LLC 37,174 831,000 0.74%
41 JANE STREET GROUP, LLC 42,763 956,000 0.85%
42 Avior Wealth Management, LLC 42,775 956,000 0.85%
43 ALBION FINANCIAL GROUP /UT 57,356 1,282,000 1.14%
44 GOLDMAN SACHS GROUP INC 64,567 1,443,000 1.28%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,259 1,704,000 1.52%
46 TD Ameritrade Trust Co 88,618 1,981,000 1.76%
47 MORGAN STANLEY 144,076 3,219,000 2.86%
48 Orion Porfolio Solutions, LLC 162,549 3,633,000 3.23%
49 Cable Hill Partners, LLC 355,489 7,939,000 7.06%
50 Janney Capital Management LLC 390,406 8,726,000 7.76%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.