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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 46 Institutional holders with a total value of $112,119,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Valmark Advisers, Inc. 2,126,467 52,673,000 46.98%
2 BANK OF AMERICA CORP /DE/ 661,456 16,385,000 14.61%
3 Brookstone Capital Management 418,250 10,360,000 9.24%
4 Cable Hill Partners, LLC 403,877 10,004,000 8.92%
5 Orion Porfolio Solutions, LLC 167,452 4,148,000 3.70%
6 MORGAN STANLEY 114,499 2,836,000 2.53%
7 ENVESTNET ASSET MANAGEMENT INC 91,756 2,273,000 2.03%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 87,919 2,178,000 1.94%
9 TD Ameritrade Trust Co 81,980 2,031,000 1.81%
10 ALBION FINANCIAL GROUP /UT 57,000 1,412,000 1.26%
11 Avior Wealth Management, LLC 42,488 1,052,000 0.94%
12 WELLS FARGO & COMPANY/MN 37,298 924,000 0.82%
13 Freedom Investment Management, Inc. 35,472 879,000 0.78%
14 Commonwealth Equity Services, Inc 26,902 666,000 0.59%
15 M Holdings Securities, Inc. 26,641 660,000 0.59%
16 RAYMOND JAMES & ASSOCIATES 20,774 515,000 0.46%
17 LPL Financial LLC 15,353 384,000 0.34%
18 STALEY CAPITAL ADVISERS INC 15,000 372,000 0.33%
19 Round Table Services, LLC 14,427 357,000 0.32%
20 FAS Wealth Partners, Inc. 13,199 327,000 0.29%
21 UBS Group AG 11,340 281,000 0.25%
22 Janney Montgomery Scott LLC 10,539 261,000 0.23%
23 IMA Advisory Services, Inc. 9,400 233,000 0.21%
24 US BANCORP \DE\ 6,084 151,000 0.13%
25 PNC FINANCIAL SERVICES GROUP, INC. 5,402 134,000 0.12%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,334 107,000 0.10%
27 Smithfield Trust Co 4,000 99,000 0.09%
28 Sandy Spring Bank 3,430 85,000 0.08%
29 ADVISOR GROUP, INC. 2,125 53,000 0.05%
30 Tortoise Investment Management, LLC 1,885 47,000 0.04%
31 WFG Advisors, LP 1,551 38,000 0.03%
32 Gemmer Asset Management LLC 1,465 36,000 0.03%
33 ROYAL BANK OF CANADA 904 22,000 0.02%
34 MSI Financial Services Inc 785 20,000 0.02%
35 ALPHA OMEGA WEALTH MANAGEMENT LLC 767 19,000 0.02%
36 D.A. DAVIDSON & CO. 800 19,000 0.02%
37 WESTWOOD HOLDINGS GROUP INC 729 18,000 0.02%
38 HUNTINGTON NATIONAL BANK 590 15,000 0.01% PRN
39 IFP ADVISORS, INC 525 13,000 0.01%
40 NEXT Financial Group, Inc 500 12,000 0.01%
41 Creative Planning 300 7,000 0.01%
42 AlphaMark Advisors, LLC 204 5,000 0.00%
43 MCF Advisors LLC 165 4,000 0.00%
44 BARCLAYS PLC 99 2,000 0.00%
45 CITIGROUP INC 100 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.