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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 21 Institutional holders with a total value of $5,621,523.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,859 1,484,000 26.40%
2 Commonwealth Equity Services, Inc 79,850 1,349,000 24.00%
3 Linscomb Wealth, Inc. 42,848 724,000 12.88%
4 OLD MISSION CAPITAL LLC 36,612 618,000 10.99%
5 ROYAL BANK OF CANADA 29,313 495,000 8.81%
6 MORGAN STANLEY 16,543 280,000 4.98%
7 AMERICAN INTERNATIONAL GROUP, INC. 11,300 190,857 3.40%
8 Virtu KCG Holdings LLC 10,645 180,000 3.20%
9 WELLS FARGO & COMPANY/MN 8,715 147,000 2.61%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,895 66,000 1.17%
11 UBS Group AG 1,893 32,000 0.57%
12 BANK OF AMERICA CORP /DE/ 766 13,000 0.23%
13 NATIONAL PLANNING CORP 700 11,599 0.21%
14 PNC FINANCIAL SERVICES GROUP, INC. 518 9,000 0.16%
15 WFG Advisors, LP 500 8,000 0.14%
16 MassMutual Private Wealth & Trust, FSB 300 5,067 0.09%
17 ENVESTNET ASSET MANAGEMENT INC 260 4,000 0.07%
18 Tower Research Capital LLC (TRC) 100 2,000 0.04%
19 B. Riley Wealth Advisors, Inc. 100 2,000 0.04%
20 NEXT Financial Group, Inc 63 1,000 0.02%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.