| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 35,408,000 | 35,357,000 | 19.46% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 30,455,000 | 30,362,000 | 16.71% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 28,197,000 | 28,242,000 | 15.54% | PRN | |
| 4 | PRUDENTIAL PLC | 25,220,000 | 25,110,000 | 13.82% | ||
| 5 | Invesco Ltd. | 17,642,000 | 17,565,000 | 9.67% | ||
| 6 | MORGAN STANLEY | 9,545,000 | 9,510,000 | 5.23% | PRN | |
| 7 | Calamos Advisors LLC | 8,362,000 | 8,350,000 | 4.60% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 7,626,000 | 7,592,000 | 4.18% | PRN | |
| 9 | CREDIT SUISSE AG/ | 6,813,000 | 6,783,000 | 3.73% | PRN | |
| 10 | Mohican Financial Management, LLC | 4,000,000 | 3,983,000 | 2.19% | ||
| 11 | MANAGED ACCOUNT ADVISORS LLC | 3,442,000 | 3,427,000 | 1.89% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 1,755,000 | 1,747,000 | 0.96% | PRN | |
| 13 | BARCLAYS PLC | 1,474,000 | 1,459,000 | 0.80% | PRN | |
| 14 | CITIGROUP INC | 1,107,000 | 1,102,000 | 0.61% | PRN | |
| 15 | IRON Financial LLC | 365,000 | 364,000 | 0.20% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 2,000 | 200,000 | 0.11% | PRN | |
| 17 | SUNTRUST BANKS INC | 182,000 | 181,000 | 0.10% | ||
| 18 | Investors Capital Advisory Services | 145,000 | 144,000 | 0.08% | ||
| 19 | Neuberger Berman Group LLC | 72,000 | 72,000 | 0.04% | ||
| 20 | GOLDMAN SACHS GROUP INC | 37,000 | 37,000 | 0.02% | PRN | |
| 21 | Brown Advisory Securities, LLC | 35,000 | 35,000 | 0.02% | PRN | |
| 22 | D.A. DAVIDSON & CO. | 28,000 | 27,000 | 0.01% | ||
| 23 | Wellesley Asset Management | 23,920 | 23,932 | 0.01% | PRN | |
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 15 | 14,934 | 0.01% | PRN | |
| 25 | Creative Planning | 14,000 | 14,000 | 0.01% | PRN | |
| 26 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 27 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
