| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 4,000 | 3,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 10,000 | 8,000 | 0.01% | PRN | |
| 3 | ACG Wealth | 11,000 | 9,000 | 0.01% | ||
| 4 | Commonwealth Equity Services, Inc | 11,000 | 9,000 | 0.01% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 15 | 12,000 | 0.01% | PRN | |
| 6 | Creative Planning | 15,000 | 12,000 | 0.01% | PRN | |
| 7 | FIRST TRUST ADVISORS LP | 20,790 | 16,000 | 0.01% | ||
| 8 | AMERIPRISE FINANCIAL INC | 25,000 | 20,000 | 0.02% | PRN | |
| 9 | HighTower Advisors, LLC | 25,000 | 20,000 | 0.02% | PRN | |
| 10 | GOLDMAN SACHS GROUP INC | 26,000 | 21,000 | 0.02% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 28,000 | 22,000 | 0.02% | ||
| 12 | Wellesley Asset Management | 28,655 | 22,727 | 0.02% | PRN | |
| 13 | Brown Advisory Securities, LLC | 34,000 | 26,000 | 0.02% | PRN | |
| 14 | SEI INVESTMENTS CO | 85,000 | 67,000 | 0.05% | ||
| 15 | SUNTRUST BANKS INC | 99,000 | 78,000 | 0.06% | ||
| 16 | Investors Capital Advisory Services | 211,000 | 166,000 | 0.13% | ||
| 17 | CREDIT SUISSE AG/ | 265,000 | 209,000 | 0.17% | PRN | |
| 18 | CITIGROUP INC | 1,325,000 | 1,046,000 | 0.85% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 1,443,000 | 1,139,000 | 0.92% | PRN | |
| 20 | Jefferies Group LLC | 1,959,000 | 1,515,000 | 1.23% | PRN | |
| 21 | BANK OF AMERICA CORP /DE/ | 2,396,000 | 1,791,000 | 1.45% | PRN | |
| 22 | OAKTREE CAPITAL MANAGEMENT LP | 3,000,000 | 2,358,000 | 1.91% | PRN | |
| 23 | Mohican Financial Management, LLC | 3,000,000 | 2,368,000 | 1.92% | ||
| 24 | WELLS FARGO & COMPANY/MN | 3,900,000 | 3,078,000 | 2.49% | PRN | |
| 25 | Calamos Advisors LLC | 6,850,000 | 5,276,000 | 4.27% | PRN | |
| 26 | LORD, ABBETT & CO. LLC | 10,855,000 | 8,609,000 | 6.96% | PRN | |
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 13,260,000 | 10,135,000 | 8.20% | PRN | |
| 28 | ADVENT CAPITAL MANAGEMENT /DE/ | 13,704,000 | 10,693,000 | 8.65% | PRN | |
| 29 | D. E. Shaw & Co., Inc. | 18,140,000 | 14,187,000 | 11.47% | PRN | |
| 30 | Invesco Ltd. | 18,615,000 | 14,694,000 | 11.88% | PRN | |
| 31 | PRUDENTIAL PLC | 24,220,000 | 19,119,000 | 15.46% | ||
| 32 | MACKAY SHIELDS LLC | 33,965,000 | 26,916,000 | 21.77% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
