| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 4,000 | 3,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 5,000 | 4,000 | 0.00% | PRN | |
| 3 | Creative Planning | 6,000 | 5,000 | 0.00% | PRN | |
| 4 | ACG Wealth | 11,000 | 9,000 | 0.01% | ||
| 5 | Commonwealth Equity Services, Inc | 11,000 | 9,000 | 0.01% | ||
| 6 | AMERICAN INTERNATIONAL GROUP, INC. | 15 | 12,000 | 0.01% | PRN | |
| 7 | AMERIPRISE FINANCIAL INC | 25,000 | 20,000 | 0.02% | PRN | |
| 8 | GOLDMAN SACHS GROUP INC | 26,000 | 20,000 | 0.02% | PRN | |
| 9 | Wellesley Asset Management | 27,381 | 21,699 | 0.02% | PRN | |
| 10 | HighTower Advisors, LLC | 31,000 | 25,000 | 0.02% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 34,000 | 26,000 | 0.02% | ||
| 12 | Brown Advisory Securities, LLC | 35,000 | 27,000 | 0.02% | PRN | |
| 13 | SEI INVESTMENTS CO | 85,000 | 67,000 | 0.06% | ||
| 14 | Investors Capital Advisory Services | 182,000 | 142,000 | 0.13% | ||
| 15 | ADVENT CAPITAL MANAGEMENT /DE/ | 199,000 | 157,000 | 0.14% | PRN | |
| 16 | Penn Capital Management Company, LLC | 341,000 | 267,000 | 0.24% | PRN | |
| 17 | DEUTSCHE BANK AG\ | 678,000 | 530,000 | 0.47% | PRN | |
| 18 | CREDIT SUISSE AG/ | 720,000 | 563,000 | 0.50% | PRN | |
| 19 | SSI INVESTMENT MANAGEMENT LLC | 2,000,000 | 1,569,000 | 1.38% | PRN | |
| 20 | Mohican Financial Management, LLC | 2,500,000 | 1,956,000 | 1.72% | ||
| 21 | Calamos Advisors LLC | 3,000,000 | 2,385,000 | 2.10% | PRN | |
| 22 | WELLS FARGO & COMPANY/MN | 3,741,000 | 2,927,000 | 2.58% | PRN | |
| 23 | OAKTREE CAPITAL MANAGEMENT LP | 10,240,000 | 8,200,000 | 7.22% | PRN | |
| 24 | LORD, ABBETT & CO. LLC | 10,820,000 | 8,575,000 | 7.55% | PRN | |
| 25 | Allianz Asset Management GmbH | 17,700,000 | 13,895,000 | 12.24% | PRN | |
| 26 | Invesco Ltd. | 18,615,000 | 14,566,000 | 12.83% | PRN | |
| 27 | D. E. Shaw & Co., Inc. | 18,140,000 | 14,585,000 | 12.85% | PRN | |
| 28 | PRUDENTIAL PLC | 20,220,000 | 15,822,000 | 13.94% | ||
| 29 | MACKAY SHIELDS LLC | 34,306,000 | 27,123,000 | 23.89% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
