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GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 100 Institutional holders with a total value of $261,472,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,253,445 27,701,000 10.59%
2 DAVENPORT & Co LLC 811,912 17,943,255 6.86%
3 Capital Advantage, Inc. 781,223 17,265,000 6.60%
4 MORGAN STANLEY 756,857 16,727,000 6.40%
5 UBS Group AG 716,274 15,830,000 6.05%
6 Evanston Investments, Inc., dba Evanston Advisors 614,325 13,577,000 5.19%
7 WELLS FARGO & COMPANY/MN 408,152 9,021,000 3.45%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 374,988 8,287,000 3.17%
9 ENVESTNET ASSET MANAGEMENT INC 340,623 7,528,000 2.88%
10 COURIER CAPITAL LLC 340,029 7,515,000 2.87%
11 Linscomb Wealth, Inc. 335,918 7,424,000 2.84%
12 Spectrum Asset Management, Inc. (NB/CA) 298,740 6,602,000 2.52%
13 LPL Financial LLC 272,303 6,018,000 2.30%
14 HENGEHOLD CAPITAL MANAGEMENT LLC 241,417 5,335,000 2.04%
15 ATWOOD & PALMER INC 231,660 5,120,000 1.96%
16 Bluefin Trading, LLC 220,694 4,877,000 1.87%
17 Ironwood Financial, llc 204,289 4,517,000 1.73%
18 AMERIPRISE FINANCIAL INC 176,909 3,895,000 1.49%
19 D.A. DAVIDSON & CO. 162,725 3,596,000 1.38%
20 REINHART PARTNERS, LLC. 160,020 3,536,000 1.35%
21 Legacy Private Trust Co. 158,963 3,513,000 1.34%
22 Raub Brock Capital Management LP 155,610 3,439,000 1.32%
23 PARK NATIONAL CORP /OH/ 141,318 3,123,128 1.19%
24 Buffington Mohr McNeal 133,240 2,945,000 1.13%
25 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 125,537 2,774,000 1.06%
26 ROYAL BANK OF CANADA 125,436 2,772,000 1.06%
27 Vigilant Capital Management, LLC 122,868 2,715,000 1.04%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 118,687 2,623,000 1.00%
29 PacWest Financial Management Inc 112,596 2,488,000 0.95%
30 STANCORP INVESTMENT ADVISERS INC 104,029 2,299,000 0.88%
31 Parasol Investment Management, LLC 93,360 2,063,000 0.79%
32 Frontier Wealth Management LLC 88,977 1,966,000 0.75%
33 Gradient Investments LLC 82,867 1,831,000 0.70%
34 First Fiduciary Investment Counsel, Inc. 81,970 1,812,000 0.69%
35 TCTC Holdings, LLC 78,880 1,743,000 0.67%
36 CONFLUENCE INVESTMENT MANAGEMENT LLC 76,198 1,684,000 0.64%
37 Advisors Preferred, LLC 75,600 1,670,760 0.64%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,044 1,437,000 0.55%
39 Carnegie Investment Counsel 64,083 1,417,000 0.54%
40 Capital Advisors, Ltd. LLC 52,541 1,161,000 0.44%
41 Neuberger Berman Group LLC 50,015 1,105,000 0.42%
42 Atria Investments, Inc 49,456 1,093,000 0.42%
43 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 49,456 1,093,000 0.42%
44 Raymond James Financial Services Advisors, Inc. 48,486 1,072,000 0.41%
45 Commonwealth Equity Services, Inc 47,756 1,055,000 0.40%
46 STIFEL FINANCIAL CORP 47,506 1,050,000 0.40%
47 GOLDMAN SACHS GROUP INC 46,604 1,030,000 0.39%
48 EASTERN BANK 42,889 948,000 0.36%
49 Confluence Wealth Management LLC 40,513 895,000 0.34%
50 Barnett & Company, Inc. 40,148 887,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.