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GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 68 Institutional holders with a total value of $190,285,779.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tradewinds Capital Management, LLC 47 1,000 0.00%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 89 2,000 0.00%
3 First Horizon Advisors, Inc. 390 9,000 0.00%
4 JNBA Financial Advisors 600 13,000 0.01%
5 CITIGROUP INC 716 16,000 0.01%
6 HOWE & RUSLING INC 2,081 46,000 0.02%
7 M&T BANK CORP 2,285 50,000 0.03%
8 Transamerica Financial Advisors, LLC 2,423 54,000 0.03%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,675 59,000 0.03%
10 Madden Advisory Services, Inc. 4,795 105,000 0.06%
11 Winfield Associates, Inc. 5,000 109,000 0.06%
12 SYNOVUS FINANCIAL CORP 6,266 136,000 0.07%
13 Gradient Investments LLC 6,970 153,000 0.08%
14 WASHINGTON TRUST BANK 8,000 175,000 0.09%
15 Alexandria Capital, LLC 10,085 221,000 0.12%
16 BANK OF MONTREAL /CAN/ 10,308 226,000 0.12%
17 KMS FINANCIAL SERVICES, INC 11,094 243,000 0.13%
18 Robert W. Baird & Co. Inc 11,192 245,000 0.13%
19 Concert Wealth Management Inc. 12,122 262,000 0.14%
20 Segment Wealth Management, LLC 12,650 277,000 0.15%
21 HT Partners LLC 13,042 285,000 0.15%
22 CADENCE BANK NA 14,383 314,000 0.17%
23 GUGGENHEIM CAPITAL LLC 17,652 386,000 0.20%
24 MADISON INVESTMENT HOLDINGS INC 18,042 395,000 0.21%
25 Commonwealth Equity Services, Inc 18,054 395,000 0.21%
26 Freedom Investment Management, Inc. 20,463 448,000 0.24%
27 Prospera Financial Services Inc 22,156 485,000 0.25%
28 Ashfield Capital Partners, LLC 24,223 530,000 0.28%
29 Cambridge Investment Research Advisors, Inc. 24,625 539,000 0.28%
30 VSR Financial Services, Inc. 27,197 595,000 0.31%
31 American Money Management, LLC 28,085 615,000 0.32%
32 AMERICAN INTERNATIONAL GROUP, INC. 29,884 654,161 0.34%
33 Neuberger Berman Group LLC 29,910 655,000 0.34%
34 ENVESTNET ASSET MANAGEMENT INC 31,507 690,000 0.36%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 35,311 773,000 0.41%
36 Atria Investments, Inc 37,357 818,000 0.43%
37 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 39,187 858,000 0.45%
38 Long Wharf Investors, Inc. 40,718 891,000 0.47%
39 JANE STREET GROUP, LLC 40,919 896,000 0.47%
40 East Coast Asset Management, LLC. 40,954 896,000 0.47%
41 Orion Porfolio Solutions, LLC 55,472 1,214,000 0.64%
42 Confluence Wealth Management LLC 55,825 1,222,000 0.64%
43 CONFLUENCE INVESTMENT MANAGEMENT LLC 65,429 1,432,000 0.75%
44 Apriem Advisors 70,413 1,541,000 0.81%
45 PARK NATIONAL CORP /OH/ 73,895 1,617,561 0.85%
46 Parasol Investment Management, LLC 89,545 1,960,000 1.03%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 95,046 2,079,000 1.09%
48 Capital Advisors, Ltd. LLC 100,971 2,210,000 1.16%
49 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 111,282 2,436,000 1.28%
50 Buffington Mohr McNeal 112,790 2,469,000 1.30%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.