Dark
Light
System
Security
GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 84 Institutional holders with a total value of $216,755,555.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DAVENPORT & Co LLC 845,927 18,322,778 8.45%
2 Advisors Preferred, LLC 75,770 16,404,000 7.57%
3 TD Capital Management LLC 643,844 13,946,000 6.43%
4 COURIER CAPITAL LLC 537,037 11,632,000 5.37%
5 Evanston Investments, Inc., dba Evanston Advisors 492,741 10,673,000 4.92%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 471,787 10,219,000 4.71%
7 BANK OF AMERICA CORP /DE/ 470,427 10,189,000 4.70%
8 PEGASUS PARTNERS LTD. 462,770 10,024,000 4.62%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 412,383 8,932,000 4.12%
10 MORGAN STANLEY 406,456 8,803,000 4.06%
11 WELLS FARGO & COMPANY/MN 362,665 7,855,000 3.62%
12 ENVESTNET ASSET MANAGEMENT INC 357,889 7,752,000 3.58%
13 JANE STREET GROUP, LLC 306,700 6,643,000 3.06%
14 Virtu KCG Holdings LLC 278,962 6,042,000 2.79%
15 Spectrum Asset Management, Inc. (NB/CA) 247,730 5,366,000 2.48%
16 ATWOOD & PALMER INC 246,507 5,339,000 2.46%
17 Cetera Advisor Networks LLC 223,028 4,837,000 2.23%
18 ROYAL BANK OF CANADA 211,761 4,587,000 2.12%
19 D.A. DAVIDSON & CO. 170,570 3,694,000 1.70%
20 Raub Brock Capital Management LP 111,195 2,408,000 1.11%
21 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 111,129 2,407,000 1.11%
22 Bluefin Trading, LLC 106,770 2,313,000 1.07%
23 Raymond James Financial Services Advisors, Inc. 106,423 2,305,000 1.06%
24 UBS Group AG 106,103 2,298,000 1.06%
25 PARK NATIONAL CORP /OH/ 99,237 2,149,000 0.99%
26 Confluence Wealth Management LLC 89,376 1,936,000 0.89%
27 Parasol Investment Management, LLC 80,970 1,754,000 0.81%
28 Frontier Wealth Management LLC 79,643 1,725,000 0.80%
29 Buffington Mohr McNeal 71,306 1,544,000 0.71%
30 Linscomb Wealth, Inc. 65,989 1,429,000 0.66%
31 Neuberger Berman Group LLC 63,848 1,383,000 0.64%
32 Legacy Private Trust Co. 62,236 1,348,000 0.62%
33 Capital Advisors, Ltd. LLC 60,203 1,304,000 0.60%
34 AMERIPRISE FINANCIAL INC 57,129 1,237,000 0.57%
35 Ashfield Capital Partners, LLC 54,297 1,176,000 0.54%
36 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 51,042 1,106,000 0.51%
37 Atria Investments, Inc 51,042 1,106,000 0.51%
38 Vigilant Capital Management, LLC 50,067 1,084,000 0.50%
39 LINCOLN NATIONAL CORP 46,756 1,012,000 0.47%
40 LPL Financial LLC 39,909 864,000 0.40%
41 East Coast Asset Management, LLC. 33,384 723,000 0.33%
42 VSR Financial Services, Inc. 32,149 696,000 0.32%
43 BOYS ARNOLD & CO INC 31,200 676,000 0.31%
44 MADISON INVESTMENT HOLDINGS INC 31,185 675,000 0.31%
45 Freedom Investment Management, Inc. 28,776 623,000 0.29%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 28,137 610,000 0.28%
47 BB&T SECURITIES, LLC 23,123 500,000 0.23%
48 Apriem Advisors 22,898 496,000 0.23%
49 First Fiduciary Investment Counsel, Inc. 21,420 464,000 0.21%
50 Columbia Asset Management 20,312 439,000 0.20%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.