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GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF
GUGGENHEIM BULLETSHARES 2015 CORPORATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 78 Institutional holders with a total value of $326,960,476.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tradewinds Capital Management, LLC 47 1,000 0.00%
2 JNBA Financial Advisors 600 13,000 0.00%
3 CITIGROUP INC 716 16,000 0.00%
4 PRIVATE TRUST CO NA 1,262 27,000 0.01%
5 AMERICAN INTERNATIONAL GROUP, INC. 1,553 33,762 0.01%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,953 42,000 0.01%
7 BOSTON PRIVATE BANK & TRUST CO 2,300 50,000 0.02%
8 Transamerica Financial Advisors, LLC 3,170 69,000 0.02%
9 Madden Advisory Services, Inc. 3,425 74,000 0.02%
10 Gradient Investments LLC 3,955 86,000 0.03%
11 Winfield Associates, Inc. 5,000 109,000 0.03%
12 WASHINGTON TRUST BANK 8,000 174,000 0.05%
13 SYNOVUS FINANCIAL CORP 8,369 181,000 0.06%
14 OLD NATIONAL BANCORP /IN/ 9,326 203,000 0.06%
15 BANK OF MONTREAL /CAN/ 9,375 204,000 0.06%
16 KMS FINANCIAL SERVICES, INC 10,319 224,000 0.07%
17 Alexandria Capital, LLC 10,681 232,000 0.07%
18 Segment Wealth Management, LLC 11,650 253,000 0.08%
19 Concert Wealth Management Inc. 12,150 262,000 0.08%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,180 265,000 0.08%
21 Commonwealth Equity Services, Inc 12,582 274,000 0.08%
22 HT Partners LLC 13,158 287,000 0.09%
23 Freedom Investment Management, Inc. 13,834 301,000 0.09%
24 CADENCE BANK NA 14,383 313,000 0.10%
25 Raymond James Financial Services Advisors, Inc. 15,918 346,000 0.11%
26 First Fiduciary Investment Counsel, Inc. 16,140 351,000 0.11%
27 CAHILL FINANCIAL ADVISORS INC 16,911 368,000 0.11%
28 Robert W. Baird & Co. Inc 17,035 370,000 0.11% SH
29 Cambridge Investment Research Advisors, Inc. 25,048 545,000 0.17%
30 Prospera Financial Services Inc 26,363 573,000 0.18%
31 American Money Management, LLC 27,797 604,307 0.18%
32 Carnegie Investment Counsel 29,971 652,000 0.20%
33 Vigilant Capital Management, LLC 30,282 658,000 0.20%
34 Bluefin Trading, LLC 31,084 676,000 0.21%
35 US BANCORP \DE\ 32,545 708,000 0.22%
36 LINCOLN NATIONAL CORP 33,301 724,000 0.22%
37 VSR Financial Services, Inc. 34,321 746,000 0.23%
38 Neuberger Berman Group LLC 34,590 752,000 0.23%
39 East Coast Asset Management, LLC. 34,994 761,000 0.23%
40 Ashfield Capital Partners, LLC 37,025 805,000 0.25%
41 COLONY GROUP LLC 40,263 875,000 0.27%
42 ROYAL BANK OF CANADA 40,723 886,000 0.27%
43 Apriem Advisors 48,978 1,065,000 0.33%
44 Atria Investments, Inc 50,474 1,097,000 0.34%
45 AMERICAN ECONOMIC PLANNING GROUP INC /ADV 50,474 1,097,000 0.34%
46 Orion Porfolio Solutions, LLC 64,203 1,396,000 0.43%
47 CONFLUENCE INVESTMENT MANAGEMENT LLC 71,657 1,558,000 0.48%
48 Parasol Investment Management, LLC 75,410 1,639,000 0.50%
49 Confluence Wealth Management LLC 77,533 1,686,000 0.52%
50 Argentus Capital Management, LLC 88,977 1,934,000 0.59%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.