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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 13 Institutional holders with a total value of $5,927,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 131,798 3,421,000 57.71%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,307 782,000 13.19%
3 ENVESTNET ASSET MANAGEMENT INC 30,040 775,000 13.07%
4 Cambridge Investment Research Advisors, Inc. 19,751 510,000 8.60%
5 Regal Investment Advisors LLC 5,229 135,000 2.28%
6 MORGAN STANLEY 4,652 120,000 2.02%
7 AMERICAN INTERNATIONAL GROUP, INC. 3,898 100,608 1.70%
8 Waverly Advisors, LLC 1,283 33,000 0.56%
9 Ground Swell Capital, LLC 988 26,000 0.44%
10 Creative Planning 550 14,000 0.24%
11 BANK OF AMERICA CORP /DE/ 400 10,000 0.17%
12 CITIGROUP INC 42 1,000 0.02%
13 WELLS FARGO & COMPANY/MN 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.