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CLEARBRIDGE ENERGY MLP FD INC COM
CLEARBRIDGE ENERGY MLP FD INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 71 Institutional holders with a total value of $315,574,922.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,575,516 121,846,000 38.61%
2 BANK OF AMERICA CORP /DE/ 1,575,060 41,944,000 13.29%
3 GW&K Investment Management, LLC 617,429 16,442,000 5.21%
4 Advisors Asset Management, Inc. 616,720 16,423,000 5.20%
5 GUGGENHEIM CAPITAL LLC 598,579 15,941,000 5.05%
6 BB&T SECURITIES, LLC 46,948 12,502,000 3.96%
7 Janney Montgomery Scott LLC 383,313 10,207,621 3.23%
8 Invesco Ltd. 341,432 9,092,000 2.88%
9 WELLS FARGO & COMPANY/MN 293,249 7,809,000 2.47%
10 ROYAL BANK OF CANADA 289,854 7,719,000 2.45%
11 UBS AG 259,378 6,908,000 2.19%
12 Clearbridge Investments, LLC 251,470 6,697,000 2.12%
13 LPL Financial LLC 131,580 3,504,000 1.11%
14 CITIGROUP INC 122,322 3,257,000 1.03%
15 Commonwealth Equity Services, Inc 98,661 2,627,000 0.83%
16 Raymond James Financial Services Advisors, Inc. 95,341 2,539,000 0.80%
17 STEPHENS INC /AR/ 91,114 2,426,000 0.77%
18 OPPENHEIMER & CO INC 80,669 2,148,000 0.68%
19 D.A. DAVIDSON & CO. 74,103 1,973,000 0.63%
20 CORNERSTONE ADVISORS INC 68,720 1,830,000 0.58%
21 MURPHY CAPITAL MANAGEMENT INC 58,015 1,544,000 0.49%
22 BUSH ODONNELL INVESTMENT ADVISORS INC 53,665 1,429,000 0.45%
23 Carnegie Investment Counsel 52,374 1,395,000 0.44%
24 NEWGATE CAPITAL MANAGEMENT LLC 48,368 1,288,000 0.41%
25 STIFEL FINANCIAL CORP 45,339 1,207,000 0.38%
26 COHEN & STEERS, INC. 42,200 1,124,000 0.36%
27 AMERIPRISE FINANCIAL INC 41,982 1,119,000 0.35%
28 FRANKLIN RESOURCES INC 39,600 1,055,000 0.33%
29 RAYMOND JAMES & ASSOCIATES 37,887 1,009,000 0.32%
30 Private Advisor Group, LLC 36,212 964,000 0.31%
31 HL FINANCIAL SERVICES LLC 34,216 911,000 0.29%
32 JPMORGAN CHASE & CO 32,100 855,000 0.27%
33 DEUTSCHE BANK AG\ 28,975 771,000 0.24%
34 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 21,524 573,000 0.18%
35 First Allied Advisory Services, Inc. 21,354 571,000 0.18%
36 SMITH HAYES Advisers, Inc 20,540 547,000 0.17%
37 MSI Financial Services Inc 19,608 522,000 0.17%
38 Cambridge Investment Research Advisors, Inc. 19,169 510,000 0.16%
39 ROBINSON CAPITAL MANAGEMENT, LLC 18,116 482,000 0.15%
40 KMS FINANCIAL SERVICES, INC 15,282 407,000 0.13%
41 EATON VANCE MANAGEMENT 10,319 281,000 0.09%
42 Dorsey & Whitney Trust CO LLC 9,587 255,000 0.08%
43 HYMAN CHARLES D 9,000 240,000 0.08%
44 ROANOKE ASSET MANAGEMENT CORP/ NY 8,700 232,000 0.07%
45 Bank of New York Mellon Corp 8,724 232,000 0.07%
46 HighTower Advisors, LLC 8,200 218,000 0.07%
47 BARCLAYS PLC 8,300 216,000 0.07%
48 SAC Capital Advisors LP 7,879 210,000 0.07%
49 OPTIMUM INVESTMENT ADVISORS 7,425 198,000 0.06%
50 Creative Planning 6,854 183,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.