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CMS Energy Corp
CMS Energy Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 220 Institutional holders with a total value of $2,254,165,468.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 PNC FINANCIAL SERVICES GROUP, INC. 8,560 433,000 0.02%
152 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 8,444 427,000 0.02%
153 SG Americas Securities, LLC 8,429 426,000 0.02%
154 LEVIN CAPITAL STRATEGIES, L.P. 8,240 417,000 0.02%
155 REGIONS FINANCIAL CORP 8,246 417,000 0.02%
156 EAGLE GLOBAL ADVISORS LLC 8,200 415,000 0.02%
157 First Allied Advisory Services, Inc. 8,024 405,000 0.02%
158 LPL Financial LLC 7,916 400,000 0.02%
159 BNP PARIBAS FINANCIAL MARKETS 7,494 393,810 0.02%
160 SHELTON CAPITAL MANAGEMENT 6,853 347,000 0.02%
161 Nine Chapters Capital Management LLC 6,600 334,000 0.01%
162 DekaBank Deutsche Girozentrale 6,100 309,000 0.01%
163 Evercore Wealth Management, LLC 6,000 303,000 0.01%
164 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 5,951 302,000 0.01%
165 SAC Capital Advisors LP 5,728 290,000 0.01%
166 ETRADE Capital Management LLC 5,693 288,000 0.01%
167 Hilltop Holdings Inc. 5,596 284,000 0.01%
168 CULLEN/FROST BANKERS, INC. 5,172 262,000 0.01%
169 STEVENS CAPITAL MANAGEMENT LP 5,128 259,000 0.01%
170 Pine River Capital Management L.P. 5,100 258,000 0.01%
171 CITIGROUP INC 5,014 254,000 0.01%
172 COLDSTREAM CAPITAL MANAGEMENT INC 4,995 253,000 0.01%
173 CITY NATIONAL BANK 4,958 251,000 0.01%
174 Virtu KCG Holdings LLC 4,926 249,000 0.01%
175 Commonwealth Equity Services, Inc 4,794 242,000 0.01%
176 THRIVENT FINANCIAL FOR LUTHERANS 4,700 238,000 0.01%
177 GENESEE VALLEY TRUST CO 4,669 236,000 0.01%
178 FIRST HAWAIIAN BANK 4,043 205,000 0.01%
179 One Capital Management, LLC 4,000 202,000 0.01%
180 Penobscot Investment Management Company, Inc. 4,000 202,000 0.01%
181 CAPSTONE ASSET MANAGEMENT CO 3,964 200,000 0.01%
182 FIRST QUADRANT LLC/CA 3,900 197,000 0.01%
183 Invictus RG Pte. Ltd. 3,764 190,000 0.01%
184 OFI Advisors LLC 3,247 164,000 0.01%
185 BARCLAYS PLC 2,968 149,000 0.01%
186 CANADA PENSION PLAN INVESTMENT BOARD 2,700 137,000 0.01%
187 Tower Research Capital LLC (TRC) 2,532 128,000 0.01%
188 PRELUDE CAPITAL MANAGEMENT, LLC 2,540 128,000 0.01%
189 PEOPLES FINANCIAL SERVICES CORP. 2,400 121,000 0.01%
190 CANADA LIFE ASSURANCE Co 2,407 121,000 0.01%
191 CenturyLink Investment Management Co 2,372 120,000 0.01%
192 TEACHER RETIREMENT SYSTEM OF TEXAS 2,222 112,000 0.00%
193 Advisors Asset Management, Inc. 1,900 96,000 0.00%
194 Carroll Financial Associates, Inc. 1,800 91,000 0.00%
195 BANK OF MONTREAL /CAN/ 1,704 86,000 0.00%
196 FIRST MERCANTILE TRUST CO 1,550 78,000 0.00%
197 AXA S.A. 1,400 71,000 0.00%
198 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 1,045 53,000 0.00%
199 Transamerica Financial Advisors, LLC 900 46,000 0.00%
200 BOSTON PRIVATE BANK & TRUST CO 800 40,000 0.00%
Page 4 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.