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CMS ENERGY CORP
CMS ENERGY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 500 Institutional holders with a total value of $11,550,189,461.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 Oxbow Advisors, LLC 4,687 215,000 0.00%
402 E. Ohman J:or Asset Management AB 4,600 210,956 0.00%
403 PACER ADVISORS, INC. 4,557 209,000 0.00%
404 COMERICA SECURITIES INC 4,514 207,000 0.00%
405 Princeton Alpha Management LP 4,510 207,000 0.00%
406 FRED ALGER MANAGEMENT, LLC 4,500 206,000 0.00%
407 Global X Management CO LLC 4,497 206,000 0.00%
408 Plante Moran Financial Advisors, LLC 4,457 204,000 0.00%
409 WOLVERINE TRADING LP /BD 44 197,296 0.00% Put
410 CUTLER GROUP LLC / CA 4,179 191,000 0.00%
411 GOLDMAN SACHS GROUP INC 4,000 183,000 0.00% Call
412 Walleye Trading LLC 4,000 183,000 0.00% Put
413 Mizuho Asset Management Co.,Ltd. 3,877 178,000 0.00%
414 FineMark National Bank & Trust 3,553 163,000 0.00%
415 FIRST QUADRANT LLC/CA 3,400 156,000 0.00%
416 Point72 Hong Kong Ltd 3,200 147,000 0.00%
417 Cable Hill Partners, LLC 3,130 143,000 0.00%
418 Parallax Volatility Advisers, L.P. 2,852 131,000 0.00%
419 QUADRANT CAPITAL GROUP LLC 2,559 116,000 0.00%
420 Amica Retiree Medical Trust 2,408 110,000 0.00%
421 Exchange Capital Management, Inc. 2,379 109,000 0.00%
422 Checchi Capital Advisers, LLC 2,307 106,000 0.00%
423 NCM CAPITAL MANAGEMENT GROUP INC 2,125 97,000 0.00%
424 NN INVESTMENT PARTNERS HOLDINGS N.V. 1,923 88,000 0.00%
425 SEVEN EIGHT CAPITAL, LP 1,783 82,000 0.00%
426 PARK AVENUE INSTITUTIONAL ADVISERS LLC 1,746 80,000 0.00%
427 BRONFMAN E.L. ROTHSCHILD, L.P. 1,720 79,000 0.00%
428 Carroll Financial Associates, Inc. 1,621 74,000 0.00%
429 WASHINGTON TRUST BANK 1,540 71,000 0.00%
430 TORONTO DOMINION BANK 1,528 70,000 0.00%
431 TRAIL RIDGE CAPITAL LLC 1,470 67,000 0.00%
432 Oakworth Capital, Inc. 1,524 64,000 0.00%
433 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,369 63,000 0.00%
434 TLP GROUP LLC 1,266 58,000 0.00%
435 SUTTON WEALTH ADVISORS INC. 1,221 55,995 0.00%
436 WESTWOOD HOLDINGS GROUP INC 1,175 54,000 0.00%
437 Argentus Capital Management, LLC 1,175 54,000 0.00%
438 NEXT Financial Group, Inc 1,127 51,000 0.00%
439 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,096 50,000 0.00%
440 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,039 48,000 0.00%
441 Financial Architects, Inc 1,015 47,000 0.00%
442 Parallax Volatility Advisers, L.P. 1,000 46,000 0.00% Call
443 SARGENT BICKHAM LAGUDIS LLC 965 44,000 0.00%
444 Walleye Trading LLC 900 41,000 0.00% Call
445 VAN ECK ASSOCIATES CORP 853 39,000 0.00%
446 J.SAFRA ASSET MANAGEMENT CORP 724 33,000 0.00%
447 WESTPORT RESOURCES MANAGEMENT INC 711 33,000 0.00%
448 Shinko Asset Management Co., Ltd. 727 33,000 0.00%
449 MUFG Americas Holdings Corp 694 32,000 0.00%
450 Archford Capital Strategies, LLC 707 32,000 0.00%
Page 9 of 10

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.