Dark
Light
System
Security
CNH INDL N V
CNH INDL N V. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 121 Institutional holders with a total value of $2,544,441,536.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 34 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 56 0 0.00%
3 FIRST INTERSTATE BANK 382 3,000 0.00%
4 ADVISOR GROUP, INC. 382 3,000 0.00%
5 Tower Research Capital LLC (TRC) 400 3,000 0.00%
6 BELLWETHER INVESTMENT GROUP, LLC 450 4,000 0.00%
7 Whitnell & Co. 463 4,000 0.00%
8 ENTERPRISE FINANCIAL SERVICES CORP 403 4,000 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 765 7,000 0.00%
10 ENVESTNET ASSET MANAGEMENT INC 842 7,000 0.00%
11 GENEOS WEALTH MANAGEMENT INC. 1,048 9,000 0.00%
12 EXANE DERIVATIVES 90 11,534 0.00% Put
13 CUTLER GROUP LLC / CA 1,454 12,000 0.00%
14 BNP PARIBAS FINANCIAL MARKETS 2,206 19,170 0.00%
15 TEACHERS ADVISORS, LLC 2,437 21,000 0.00%
16 SYNOVUS FINANCIAL CORP 3,696 32,000 0.00%
17 Creative Planning 3,846 33,000 0.00%
18 GLENMEDE TRUST CO NA 5,248 45,000 0.00%
19 EXANE DERIVATIVES 232 64,389 0.00% Call
20 Segantii Capital Management Ltd 7,383 65,000 0.00%
21 Quantbot Technologies LP 7,773 67,000 0.00%
22 Walleye Trading LLC 8,271 72,000 0.00%
23 Advisors Asset Management, Inc. 8,661 75,000 0.00%
24 Walleye Trading LLC 9,100 79,000 0.00% Call
25 NOMURA ASSET MANAGEMENT CO LTD 9,333 81,000 0.00%
26 ACROSPIRE INVESTMENT MANAGEMENT LLC 9,409 82,000 0.00%
27 Kessler Investment Group, LLC 9,415 82,000 0.00%
28 Daiwa Securities Group Inc. 9,700 84,000 0.00%
29 CITADEL ADVISORS LLC 10,600 92,000 0.00% Call
30 TWO SIGMA INVESTMENTS, LP 11,922 104,000 0.00%
31 AMERIPRISE FINANCIAL INC 12,561 109,000 0.00%
32 Compagnie Lombard Odier SCmA 13,700 119,000 0.00%
33 A.R.T. Advisors, LLC 14,000 121,000 0.00%
34 US BANCORP \DE\ 14,745 129,000 0.01%
35 FIRST TRUST ADVISORS LP 15,846 138,000 0.01%
36 Cubist Systematic Strategies, LLC 16,594 144,000 0.01%
37 RAYMOND JAMES & ASSOCIATES 16,933 147,000 0.01%
38 KBC Group NV 18,198 158,000 0.01%
39 Ameritas Investment Partners, Inc. 18,571 161,000 0.01%
40 SCIENCAST MANAGEMENT LP 18,747 163,000 0.01%
41 WELLINGTON MANAGEMENT GROUP LLP 19,318 168,000 0.01%
42 WELLS FARGO & COMPANY/MN 22,276 194,000 0.01%
43 Parallax Volatility Advisers, L.P. 23,800 207,000 0.01% Call
44 GOLDMAN SACHS GROUP INC 25,200 219,000 0.01% Call
45 ROYAL BANK OF CANADA 26,551 231,000 0.01%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,800 250,000 0.01% Call
47 LPL Financial LLC 31,128 271,000 0.01%
48 Clearbridge Investments, LLC 42,794 372,000 0.01%
49 STEPHENS INC /AR/ 48,441 421,000 0.02%
50 NOMURA HOLDINGS INC 49,257 428,000 0.02%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.